Gregory S. Barker

BARKER WEALTH MANAGEMENT

CAMAS, WA

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CRD#: 2784196

Professional summary

Gregory Scott Barker, CFP®, who also goes by Scott Barker, is a registered financial advisor currently at BARKER WEALTH MANAGEMENT, LLC located in Camas, Washington.

Gregory is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Gregory has worked at 10 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Scott Barker

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Other Business: Clark Nuber P.S.; Investment Related: Yes; Location: Bellevue, Washington; Nature of Other Business: CPA & Consulting Firm, Registered Investment Advisor firm; Position: Senior Financial Advisor; Start Date: 11/2016; Hours Per Month: 40 (20 during trading hours); Duties: (i) Meet with Clients and Prepare Financial Plans and (ii) Consult on Business Management Activities.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Barker's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

CRD#: 114950

SEATTLE, WA

Past

May 26, 2011 - April 2, 2012

PK FINANCIAL STRATEGIES, LLC

RIA

CRD#: 116827

PHOENIX, AZ

Past

February 7, 2002 - May 3, 2012

1ST GLOBAL ADVISORS INC

RIA

CRD#: 111133

PHOENIX, AZ

Past

December 14, 2001 - April 30, 2012

1ST GLOBAL CAPITAL CORP.

CRD#: 30349

PHOENIX, AZ

Past

September 5, 1996 - December 14, 2001

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

September 5, 1996 - December 14, 2001

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

BARKER WEALTH MANAGEMENT, LLC

BARKER FINANCIAL LLC | BARKER WEALTH MANAGEMENT, LLC

CRD#: 226768 / SEC#: 801-120753

RIA

Registered Investment Advisory firm - (4/9/2021 Approved)

Oregon

Registered Investment Advisory firm - (6/16/2021 Terminated)

Washington

Registered Investment Advisory firm - (5/21/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Oregon
(7/21/2015)

IAR

Washington
(7/24/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/22/2001

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/10/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 5/22/2015

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/4/1996

General Securities Representative Examination

Current Firm

BARKER WEALTH MANAGEMENT, LLC

BARKER FINANCIAL LLC | BARKER WEALTH MANAGEMENT, LLC

CRD#: 226768 / SEC#: 801-120753

RIA

Registered Investment Advisory firm - (4/9/2021 Approved)

Oregon

Registered Investment Advisory firm - (6/16/2021 Terminated)

Washington

Registered Investment Advisory firm - (5/21/2021 Terminated)

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Contact information

Main Address

2005 Se192nd Avenue Suite 200, Camas, WA 98607

Mailing Address

111 Sw 5th Avenue Suite 3150, Portland, OR 97204

Phone number

(503) 616-8680

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

BARKER WEALTH MANAGEMENT FORM ADV PART 2A (2/11/2025)

Regulatory assets under management

Total Number of Accounts	265
AUM (Assets Under Management)	$ 195,270,143

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Gregory S. Barker

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gregory Scott Barker's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLARK NUBER WEALTH MANAGEMENT

ETESIAN WEALTH ADVISORS, INC.

MOSS ADAMS WEALTH ADVISORS LLC

MOSS ADAMS SECURITIES & INSURANCE LLC

PK FINANCIAL STRATEGIES, LLC

1ST GLOBAL ADVISORS INC

1ST GLOBAL CAPITAL CORP.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

Primary Firm SEC Registration

BARKER WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 12/22/2001

Series 63

Date: 9/10/1996

SIE

Date: 5/22/2015

Series 7

Date: 9/4/1996

Current Firm

BARKER WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

BARKER WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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