Salvatore Leone
Professional summary
Salvatore Leone, who also goes by Sal Leone Jr, Salvatore None Leone Jr, Salvatore Leone Jr, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Ramsey, New Jersey.
Salvatore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Salvatore has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 55, Series 9, Series 10 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Salvatore Leone's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Salvatore Leone's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2023 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 1100 Lake Street 3rd Floor, Ramsey, NJ 07446August 30, 2023 - Present
TD PRIVATE CLIENT WEALTH LLC
Office #1: 1100 Lake Street 3rd Floor, Ramsey, NJ 07446January 4, 2023 - August 17, 2023
MORGAN STANLEY
January 3, 2023 - August 17, 2023
MORGAN STANLEY
February 29, 2016 - August 21, 2023
HARRISDIRECT LLC
January 22, 2016 - August 18, 2023
E*TRADE SECURITIES LLC
July 2, 2013 - February 1, 2016
MORGAN STANLEY
June 21, 2013 - February 1, 2016
MORGAN STANLEY
September 13, 2011 - June 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 15, 2011 - June 25, 2013
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
November 9, 2010 - July 25, 2011
DAVID LERNER ASSOCIATES, INC.
February 17, 2005 - March 21, 2005
TAFFERER TRADING, LLC
June 21, 2001 - February 14, 2005
SWM SECURITIES, INC.
February 22, 2000 - June 12, 2001
MONARCH FINANCIAL CORPORATION OF AMERICA
February 26, 1999 - December 31, 1999
CONSECO SECURITIES, INC.
February 26, 1999 - February 14, 2000
FIRSTAR INVESTMENT SERVICES,INC.
April 22, 1998 - March 21, 1999
FIRST SUMMIT SECURITIES, INC.
Primary Firm SEC Registration
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(8/30/2023)
(8/30/2023)
(4/23/2024)
(4/23/2024)
Exams
Series 55
Date: 10/26/1999
Limited Representative-Equity Trader ExamFINRA
Current Firm
TD PRIVATE CLIENT WEALTH LLC
CRD#: 164484 / SEC#: 801-77771, 8-69105
Contact information
SEC notice filing (51 States and Territories)
FINRA licenses (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 17,824 |
| AUM (Assets Under Management) | $ 6,450,375,507 |
Disclosures
| Regulatory Event | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/30/2025 | ||
| 09/27/2024 | ||
| 06/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
