Salvatore Leone

TD PRIVATE CLIENT WEALTH

Ramsey, NJ 07446

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CRD#: 2784183

Professional summary

Salvatore Leone, who also goes by Sal Leone Jr, Salvatore None Leone Jr, Salvatore Leone Jr, is a registered financial advisor currently at TD PRIVATE CLIENT WEALTH LLC located in Ramsey, New Jersey.

Salvatore is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. Salvatore has worked at 12 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 55, Series 9, Series 10 and Series 24 exams.

Aliases

Sal Leone Jr | Salvatore None Leone Jr | Salvatore Leone Jr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Name Apex Petrochemical, Inc. 2. Investment-related: no 3. Address: 16192 Coastal Highway, Lewes, Delaware 19958 4. Nature: Fuel Sales 5. Position: Director 6. Start Date: 7/2/2018 7. Approx. number of hrs per month devoted to the other business: 12 8. Approx. number of hrs devoted during securities trading hrs: 0 9. Duties: Marketing fuel to retails on weekends and evenings. * 432698 1. Saker Energy Systems Incorporated 2. Investment Related: No 3. 122 Delaware Street, Suite F-15, New Castle, DE 19720 4. Oil/Energy 5. Board Member 6. 06/06/2017 7. Hours devoted to business:8 8. Hours devoted during Securities business: 0 9. Business Development/Growth

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Salvatore Leone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view Salvatore Leone's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 30, 2023 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 1100 Lake Street 3rd Floor, Ramsey, NJ 07446

RIA

CRD#: 164484

Ramsey, NJ

Current

August 30, 2023 - Present

TD PRIVATE CLIENT WEALTH LLC

Office #1: 1100 Lake Street 3rd Floor, Ramsey, NJ 07446

RIA

CRD#: 164484

Ramsey, NJ

Past

January 4, 2023 - August 17, 2023

MORGAN STANLEY

RIA

CRD#: 149777

Morristown, NJ

Past

January 3, 2023 - August 17, 2023

MORGAN STANLEY

CRD#: 149777

Morristown, NJ

Past

February 29, 2016 - August 21, 2023

HARRISDIRECT LLC

RIA

CRD#: 42159

MORRISTOWN, NJ

Past

January 22, 2016 - August 18, 2023

E*TRADE SECURITIES LLC

CRD#: 29106

MORRISTOWN, NJ

Past

July 2, 2013 - February 1, 2016

MORGAN STANLEY

RIA

CRD#: 149777

SHORT HILLS, NJ

Past

June 21, 2013 - February 1, 2016

MORGAN STANLEY

CRD#: 149777

SHORT HILLS, NJ

Past

September 13, 2011 - June 25, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WAYNE, NJ

Past

August 15, 2011 - June 25, 2013

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WAYNE, NJ

Past

November 9, 2010 - July 25, 2011

DAVID LERNER ASSOCIATES, INC.

CRD#: 5397

TEANECK, NJ

Past

February 17, 2005 - March 21, 2005

TAFFERER TRADING, LLC

CRD#: 36816

NEW YORK, NY

Past

June 21, 2001 - February 14, 2005

SWM SECURITIES, INC.

CRD#: 38637

NEW YORK, NY

Past

February 22, 2000 - June 12, 2001

MONARCH FINANCIAL CORPORATION OF AMERICA

CRD#: 23437

NEW YORK, NY

Past

February 26, 1999 - December 31, 1999

CONSECO SECURITIES, INC.

CRD#: 29367

CARMEL, IN

Past

February 26, 1999 - February 14, 2000

FIRSTAR INVESTMENT SERVICES,INC.

CRD#: 14536

MORRIS PLAINS, NJ

Past

April 22, 1998 - March 21, 1999

FIRST SUMMIT SECURITIES, INC.

CRD#: 39033

STROUDSBURG, PA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

New Jersey
(8/30/2023)

IAR

New Jersey
(8/30/2023)

Ohio
(4/23/2024)

IAR

Ohio
(4/23/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

What does exam status mean?

State Security Law Exam

IAR

Series 65

Status Unavailable

Passed: 9/9/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Status Unavailable

Passed: 11/24/2010

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Status Unavailable

Passed: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Status Unavailable

Passed: 11/8/2010

General Securities Representative Examination

General Industry/Product Exam

Series 55

Status Unavailable

Passed: 10/26/1999

Limited Representative-Equity Trader Exam

Principal/Supervisory Exam

Series 9

Status Unavailable

Passed: 11/25/2020

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Status Unavailable

Passed: 11/2/2020

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Status Unavailable

Passed: 8/14/2019

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

CRD#: 164484 / SEC#: 801-77771, 8-69105

RIA

Registered Investment Advisory firm - SEC (4/11/2013 Approved)

Broker-Dealer Firm Regulated by FINRA (New York district office)

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Contact information

Main Address

1 Vanderbilt Avenue 23rd Floor 23rd Floor, New York, NY, 10017

Mailing Address

1 Vanderbilt Avenue 23rd Floor, New York, NY, 10017

Phone number

(877) 703-9896

Established

Delaware since 07/13/2012

Firm type

Limited Liability Company

Fiscal year end

October

Firm Size

Large

# of Employees

671

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

TD PRIVATE CLIENT WEALTH LLC MANAGED ACCOUNT PROGRAM BROCHURE JUNE 12 2026 (6/12/2026)

TDPCW AUTOMATED INVESTING AND AUTOMATED INVESTING PLUS PROGRAM BROCHURE JANUARY 31 2026 (1/29/2026)

Direct owners and executive officers

Name	Position	CRD#
TD BANK, NATIONAL ASSOCIATION	OWNER
BEGUN, ROBERT	PRESIDENT & DIRECTOR	4436053
CALDERON NAJERA, NAYRA	CCO	5040972
CARROLL, ANNA	COO & DIRECTOR	4487506
CHABOT, ALAN J	CEO & DIRECTOR	2617874
SNYDER, JONATHAN	CFO AND FINANCIAL AND OPERATIONS PRINCIPAL	6514215

Regulatory assets under management

Total Number of Accounts	25,698
AUM (Assets Under Management)	$ 8,574,585,303

Disclosures

Regulatory Event

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
05/30/2025	Cover Page	Report
09/27/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Salvatore Leone

Professional summary

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Salvatore Leone's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Salvatore Leone's CRS (Customer Relationship Summary).

Certified licenses

Experience

TD PRIVATE CLIENT WEALTH LLC

MORGAN STANLEY

MORGAN STANLEY

HARRISDIRECT LLC

E*TRADE SECURITIES LLC

MORGAN STANLEY

MORGAN STANLEY

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

DAVID LERNER ASSOCIATES, INC.

TAFFERER TRADING, LLC

SWM SECURITIES, INC.

MONARCH FINANCIAL CORPORATION OF AMERICA

CONSECO SECURITIES, INC.

FIRSTAR INVESTMENT SERVICES,INC.

FIRST SUMMIT SECURITIES, INC.

Primary Firm SEC Registration

TD PRIVATE CLIENT WEALTH LLC

State Registrations and Notice Filings

Exams

Series 65

Passed: 9/9/2011

Series 63

Passed: 11/24/2010

SIE

Passed: 10/1/2018

Series 7

Passed: 11/8/2010

Series 55

Passed: 10/26/1999

Series 9

Passed: 11/25/2020

Series 10

Passed: 11/2/2020

Series 24

Passed: 8/14/2019

FINRA

Current Firm

TD PRIVATE CLIENT WEALTH LLC

Contact information

SEC notice filing (51 States and Territories)

FINRA licenses (51 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

TD PRIVATE CLIENT WEALTH LLC

TRUST BUT VERIFY

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