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Paul Alan Swank

CHIEF ADVISORS
TOPEKA, KS
·CRD# 2784181·30 years experience

Professional Summary

Paul Alan Swank is a registered financial advisor currently at CHIEF ADVISORS CORP located in Topeka, Kansas and AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Mcdonough, Georgia. Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Paul has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

At a Glance

Advisory Accounts Only

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

CHIEF ADVISORS CORP·CRD# 125261
RIA
Topeka, KS
May 14, 2015 - Present
AMERICAN GLOBAL WEALTH MANAGEMENT, INC.·CRD# 7388
BD
1600 Pennsylvania Ave., Mcdonough, GA 30253
January 4, 2026 - Present
FIRST ASSET FINANCIAL INC.·CRD# 139107
BD
Topeka, KS
May 14, 2015 - December 31, 2025
IPI WEALTH MANAGEMENT, INC.·CRD# 111872
RIA
Topeka, KS
June 10, 2013 - May 2, 2015
INVESTMENT PLANNERS, INC.·CRD# 18557
BD
Topeka, KS
June 10, 2013 - May 2, 2015
INVESTMENT ADVISORS CORP·CRD# 117531
RIA
Topeka, KS
June 2, 2011 - April 1, 2013
BROKER DEALER FINANCIAL SERVICES CORP.·CRD# 8073
BD
Topeka, KS
June 2, 2011 - April 1, 2013
INVESTMENT ADVISORS CORP·CRD# 117531
RIA
Topeka, KS
May 11, 2011 - June 1, 2011
BROKER DEALER FINANCIAL SERVICES CORP.·CRD# 8073
BD
Topeka, KS
May 11, 2011 - June 1, 2011
COORDINATED CAPITAL SECURITIES, INC.·CRD# 14762
RIA
Topeka, KS
February 4, 2008 - May 2, 2011
COORDINATED CAPITAL SECURITIES, INC.·CRD# 14762
BD
Topeka, KS
February 4, 2008 - May 2, 2011
VSR FINANCIAL SERVICES, INC.·CRD# 14503
RIA
Topeka, KS
February 13, 2007 - December 31, 2007
VSR FINANCIAL SERVICES, INC.·CRD# 14503
BD
Topeka, KS
January 2, 2004 - December 31, 2007
AMERICAN GENERAL SECURITIES INCORPORATED·CRD# 13626
BD
Phoenix, AZ
October 1, 2002 - December 31, 2003
AMERICAN GENERAL EQUITY SERVICES CORPORATION·CRD# 5435
BD
Houston, TX
August 9, 1996 - October 1, 2002

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Current Firm

CA
CHIEF ADVISORS CORP

CHIEF ADVISORS CORP | CHIEF ADVISORS CORPORATION

CRD#: 125261
Kansas
Registered Investment Advisory firm - Kansas (6/11/2003 Approved)
Michigan
Registered Investment Advisory firm - Michigan (3/25/2008 Approved)
Missouri
Registered Investment Advisory firm - Missouri (4/22/2013 Approved)
Nebraska
Registered Investment Advisory firm - Nebraska (12/31/2011 Terminated)
Texas
Registered Investment Advisory firm - Texas (1/26/2026 Conditional Restricted)
Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

Contact Information

Main Address

110 E. Iron Ave, Suite B, Salina, KS 67401

Mailing Address

P.o. Box 1364, Salina, KS 67402-1364

Phone Number

(785) 827-7700

# of Employees

7

Documents

Latest Form ADV

Regulatory Assets Under Management

Total Number of Accounts

185

AUM (Assets Under Management)

$70,917,900

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

AMERICAN GLOBAL WEALTH MANAGMENT (AGWM) APPROVES THE FOLLOWING OUTSIDE NON-SECURITIES BUSINESS ACTIVITY THAT IS NOT INVESTMENT RELATED: SWANK WILL BE ENGAGED AS AN INDEPEDENT INSURANCE AGENT. OWNER-5 HRS MO., 3 DURING TRADING HOURS, PROVIDING INSURANCE PRODUCTS TO CLIENTS/PROSPECTS AS PART OF FINANCIAL SERVICE ASSESSMENT, INCLUDING, BUT NOT LIMITED TO, LIFE INSURANCE, HEALTH INSURANCE AND LONG-TERM CARE INSURANCE. RELATIONSHIPS WITH VARIOUS INSURANCE COMPANIES WILL BE MAINTAINED. THIS BUSINESS ACTIVITY IS CONDUCTED THROUGH AN ENTITY, SWANK FINANCIAL STRATEGIES (WHICH OFFERS NO SECURITIES), THAT IS NOT CO-OWNED BY, NOR AN AFFILIATE OF AGWM. 2. TOPEKA AREA SCHOOLS-OFFICIATES VOLLEYBALL AND BASKETBALL GAMES.KANSAS STATE HIGH SCHOOL ACTIVITIES ASSOCIATION-LICENSE VOLLEYBALL/BASKETBALL OFFICIAL/INDEPENDENT CONTRACTOR/1977-PRESENT-30 HRS PER MO./0 HRS DURING TRADING HOURS/CONTRACT WITH LOCAL MIDDLE SCHOOL AND HIGH SCHOOLS TO OFFICIATE VOLLEYBALL/BASKETBALL GAMES. 3. 2000-PRESENT-KOENITZER-SAYLES FOUNDATIOM-NON-PROFIT-CFO-P.O. BOX 4033 TOPEKA, KS 66604-INVESTMENT RELATED-PREPARE FINANCIAL REPORTS, MONITOR INVESTMENT ACCOUNTS-4 HRS PER MONTH-2 HRS DURING TRADING HOURS.4. BUSINESS BUILDERS OF TOPEKA, 417 SW 37TH ST., TOPEKA, KS 66611-INVESTMENT RELATED-REFER BUSINESS LEADS TO FELLOW MEMBERS WHO ARE SMALL BUSINESS OWNERS BEGINNING 01/2015, 6 HRS PER MO. 5. TOPEKA FESTIVAL SINGERS, PO BOX 4185, TOPEKA, KS 66604-BOARD MEMBER FOR NON PROFIT ORGANIZATION, NOT INVESTMENT RELATED 6. COUNTRYSIDE UNITED METHODIST CHURCH, 3221 SW BURLINGAME RD, TOPEKA, KS 66611, YOUNG ADULT ACTIVITY COORDINATOR, NOT INVESTMENT RELATED, 16HRS PER MONTH. ALL SERVICES AND PRODUCTS THAT ARE OFFERED BY THIS PERSON (OR THEIR DBA) ARE THE SOLE RESPONSIBILITY OF THIS AGENT (OR THEIR DBA) ALONE AND ARE NOT THE RESPONSIBILITY OF AGWM. AGWM IS NOT LIABLE IN ANY MANNER REGARDING THIS "OUTSIDE BUSINESS ACTIVITY".

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
IAR
Kansas
(5/14/2015)
RR
Kansas
(1/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.Note:This rule does not apply to broker-dealer activity.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Feb 2007About the Series 66 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1996About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Feb 1999About the Series 7 exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1996About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - RIA

Click below to view Paul Alan Swank's CRS (Customer Relationship Summary).

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