Paul A. Swank

CHIEF ADVISORS CORP

TOPEKA, KS

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CRD#: 2784181

Professional summary

Paul Alan Swank is a registered financial advisor currently at CHIEF ADVISORS CORP located in Topeka, Kansas and AMERICAN GLOBAL WEALTH MANAGEMENT, INC. located in Mcdonough, Georgia.

Paul is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Paul has worked at 11 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Alan Swank's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 14, 2015 - Present

CHIEF ADVISORS CORP

RIA

CRD#: 125261

TOPEKA, KS

Current

January 4, 2026 - Present

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

Office #1: 1600 Pennsylvania Ave., Mcdonough, GA 30253

CRD#: 7388

Mcdonough, GA

Past

May 14, 2015 - December 31, 2025

FIRST ASSET FINANCIAL INC.

CRD#: 139107

Topeka, KS

Past

June 10, 2013 - May 2, 2015

IPI WEALTH MANAGEMENT, INC.

RIA

CRD#: 111872

TOPEKA, KS

Past

June 10, 2013 - May 2, 2015

INVESTMENT PLANNERS, INC.

CRD#: 18557

TOPEKA, KS

Past

June 2, 2011 - April 1, 2013

INVESTMENT ADVISORS CORP

RIA

CRD#: 117531

TOPEKA, KS

Past

June 2, 2011 - April 1, 2013

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

TOPEKA, KS

Past

May 11, 2011 - June 1, 2011

INVESTMENT ADVISORS CORP

RIA

CRD#: 117531

TOPEKA, KS

Past

May 11, 2011 - June 1, 2011

BROKER DEALER FINANCIAL SERVICES CORP.

CRD#: 8073

TOPEKA, KS

Past

February 4, 2008 - May 2, 2011

COORDINATED CAPITAL SECURITIES, INC.

RIA

CRD#: 14762

TOPEKA, KS

Past

February 4, 2008 - May 2, 2011

COORDINATED CAPITAL SECURITIES, INC.

CRD#: 14762

TOPEKA, KS

Past

February 13, 2007 - December 31, 2007

VSR FINANCIAL SERVICES, INC.

RIA

CRD#: 14503

TOPEKA, KS

Past

January 2, 2004 - December 31, 2007

VSR FINANCIAL SERVICES, INC.

CRD#: 14503

TOPEKA, KS

Past

October 1, 2002 - December 31, 2003

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

PHOENIX, AZ

Past

August 9, 1996 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

IAR

Kansas
(5/14/2015)

Kansas
(1/4/2026)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 2/12/2007

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 11/5/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 2/24/1999

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/8/1996

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

CHIEF ADVISORS CORP

CHIEF ADVISORS CORP | CHIEF ADVISORS CORPORATION

CRD#: 125261 / SEC#:

Kansas

Registered Investment Advisory firm - (6/11/2003 Approved)

Michigan

Registered Investment Advisory firm - (3/25/2008 Approved)

Missouri

Registered Investment Advisory firm - (4/22/2013 Approved)

Nebraska

Registered Investment Advisory firm - (12/31/2011 Terminated)

Texas

Registered Investment Advisory firm - (1/26/2026 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

110 E. Iron Ave, Suite B, Salina, KS 67401

Mailing Address

P.o. Box 1364, Salina, KS 67402-1364

Phone number

(785) 827-7700

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	344
AUM (Assets Under Management)	$ 92,800,290

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Paul A. Swank

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Alan Swank's CRS (Customer Relationship Summary).

Certified licenses

Experience

AMERICAN GLOBAL WEALTH MANAGEMENT, INC.

FIRST ASSET FINANCIAL INC.

IPI WEALTH MANAGEMENT, INC.

INVESTMENT PLANNERS, INC.

INVESTMENT ADVISORS CORP

BROKER DEALER FINANCIAL SERVICES CORP.

INVESTMENT ADVISORS CORP

BROKER DEALER FINANCIAL SERVICES CORP.

COORDINATED CAPITAL SECURITIES, INC.

COORDINATED CAPITAL SECURITIES, INC.

VSR FINANCIAL SERVICES, INC.

VSR FINANCIAL SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

State Registrations and Notice Filings

Exams

Series 66

Date: 2/12/2007

Series 63

Date: 11/5/1996

SIE

Date: 10/1/2018

Series 7

Date: 2/24/1999

Series 6

Date: 8/8/1996

FINRA

Current Firm

CHIEF ADVISORS CORP

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CHIEF ADVISORS CORP

TRUST BUT VERIFY

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