Scott W. Griswold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Scott Warner Griswold was a registered financial professional .
Scott is a previously registered financial professional and started their career in finance in 1996. Scott had worked at 1 firm and has passed the Series 63, SIE, Series 87, Series 7, Series 28 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 11, 1996 - November 3, 2015
GREEN STREET TRADING, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 28
Date: 10/5/2004
Introducing Broker/Dealer Financial Operations Principal ExaminationCurrent Firm
GREEN STREET TRADING, LLC
CRD#: 28937 / SEC#: 801-67196, 8-44110
Contact information
Disclosures
| Regulatory Event | 1 |
Red Flags
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