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Nethea F. Rhinehardt

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CRD#: 2783937
NR

Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Nethea Fortney Rhinehardt, who also goes by Nethea Rhinehardt, was a registered financial professional .

Nethea is a previously registered financial professional and started their career in finance in 2003. Nethea had worked at 5 firms and has passed the Series 63, Series 87, Series 86 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Nethea Rhinehardt

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 8, 2007 - May 3, 2012

SABLE CAPITAL LLC

BD
CRD#: 113818
CHARLOTTE, NC
Past

March 23, 2006 - January 22, 2007

FSC SECURITIES CORPORATION

BD
CRD#: 7461
ATLANTA, GA
Past

March 23, 2006 - January 22, 2007

ADVANTAGE CAPITAL CORPORATION

BD
CRD#: 146
ATLANTA, GA
Past

May 13, 2004 - December 15, 2004

TRUIST SECURITIES, INC.

BD
CRD#: 6271
ATLANTA, GA
Past

November 25, 2003 - May 12, 2004

WELLS INVESTMENT SECURITIES,INC.

BD
CRD#: 15252
NORCROSS, GA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
RR
Series 63
Date: 12/30/2003
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam

Current Firm


SC
SABLE CAPITAL LLC
CAPITAL CITY ADVISORS, INC. | SOUTHEASTERN CAPITAL PARTNERS BD, INC. | SABLE CAPITAL LLC | DIAMOND FUNDING, LLC

CRD#: 113818 / SEC#: , 8-53400

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information


Main Address
6 Cardinal Way, Suite 801, St. Louis, MO 63102
Mailing Address
6 Cardinal Way, Suite 801, St. Louis, MO 63102
Phone number
(314) 549-4045
Established
Delaware since 11/08/2013
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (9 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
BUTCHERJOSEPH & CO. LLCOWNER
BUTCHER, KEITH DELBERTMANAGING PARTNER/CEO4490073
WEEKS, CURTIS ALLANFINOP, PFO, POO5278425
WESTBROOK, SARAH MARGARETCHIEF COMPLIANCE OFFICER4751500

Disclosures


Regulatory Event2

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


SABLE CAPITAL LLC

CRD#: 113818

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