James G. Poole
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
James Gregory Poole, who also goes by Greg Poole, was a registered financial professional .
James is a previously registered financial professional and started their career in finance in 1997. James had worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 30, 2006 - October 30, 2024
STANDFAST ASSET MANAGEMENT, LLC
April 17, 2003 - July 6, 2006
BLUESTAR RETIREMENT ADVISERS, INC.
August 19, 2002 - December 31, 2007
CAMBRIDGE INVESTMENT RESEARCH, INC.
November 27, 2001 - August 15, 2002
TOWER SQUARE SECURITIES, INC.
May 13, 1998 - November 30, 2001
WALNUT STREET SECURITIES, INC.
April 9, 1997 - March 3, 1998
NYLIFE SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
STANDFAST ASSET MANAGEMENT, LLC
CRD#: 136671 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 258 |
| AUM (Assets Under Management) | $ 89,532,746 |
Red Flags
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