Michael J. Yi
Professional summary
Michael Joon Sung Yi, who also goes by Joon Sung Michael Yi, Joon Yi, Joonsung Michael Yi, Michael Joon Sung Yi, Michael J Yi, is a registered financial professional currently at NYLIFE DISTRIBUTORS LLC located in Tulsa, Oklahoma.
Michael is registered as a RR (Registered Representative) and started their career in finance in 1996. Michael has worked at 14 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Joon Sung Yi's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 9, 2025 - Present
NYLIFE DISTRIBUTORS LLC
March 11, 2022 - March 22, 2024
TRANSAMERICA CAPITAL, LLC
October 28, 2021 - February 23, 2022
MORGAN STANLEY
October 28, 2021 - February 23, 2022
MORGAN STANLEY
February 8, 2016 - April 21, 2021
WADDELL & REED
February 5, 2016 - April 21, 2021
WADDELL & REED
February 5, 2016 - April 30, 2021
IVY DISTRIBUTORS, INC.
September 17, 2008 - January 7, 2016
VIRTUS CAPITAL ADVISERS, LLC
August 20, 2008 - January 15, 2016
FORESIDE ASSOCIATES, LLC
July 30, 2008 - August 20, 2008
TRUIST INVESTMENT SERVICES, INC.
July 25, 2008 - August 20, 2008
TRUIST INVESTMENT SERVICES, INC.
June 12, 2007 - July 10, 2008
JOHN HANCOCK DISTRIBUTORS LLC
April 7, 2004 - June 6, 2007
AMERIPRISE ADVISOR SERVICES, INC.
April 2, 2004 - June 6, 2007
AMERIPRISE ADVISOR SERVICES, INC.
May 16, 2001 - April 14, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 25, 2000 - April 30, 2001
ENTERPRISE FUND DISTRIBUTORS, INC.
February 2, 1999 - December 1, 1999
FSC SECURITIES CORPORATION
October 18, 1996 - April 29, 1997
EDWARD JONES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/9/2025)
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Exams
FINRA
Current Firm
NYLIFE DISTRIBUTORS LLC
CRD#: 35350 / SEC#: , 8-46655
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NEW YORK LIFE INVESTMENT MANAGEMENT HOLDINGS LLC. | SHAREHOLDER - 100%-MEMBER | |
| AKKERMAN, JOHN WILLIAM | SENIOR MANAGING DIRECTOR, NYL INVESTMENTS INSTITUTIONAL SALES-ELECTED OFFICER | 2780712 |
| ANDREOLA, MICHAEL JOSEPH | DIRECTOR, COMPLIANCE AND SALES MATERIAL REVIEW - ELECTED OFFICER | 4302689 |
| BAIN, KAREN ANN | MANAGING DIRECTOR, TAX-ELECTED OFFICER | 6160313 |
| BARROS, JOSE NEPTALI JR | CHIEF EXECUTIVE OFFICER, MANAGING DIRECTOR-ELECTED OFFICER | 3118930 |
| BENINTENDE, JACK ROBERT JR. | MANAGING DIRECTOR, INDEX IQ - ELECTED OFFICER | 7714943 |
| CRUZ, DAVID NMN | SENIOR MANAGING DIRECTOR, INSTITUTIONAL LIFE-ELECTED OFFICER | 2560569 |
| GAMBLE, MICHAEL ADAM | MANAGING DIRECTOR, INSTITUTIONAL LIFE-ELECTED OFFICER | 7536233 |
| GOLDSTEIN, ANDREW PHILLIP | MANAGING DIRECTOR, FIELD OPERATIONS VALUE STREAM AGENCY WHOLESALE-ELECTED OFFICER | 5103842 |
| HANSEN, MARTA SOFIA | DIRECTOR(OFFICER), CFO, FINOP, TREASURER, PRINCIPAL OPS OFFICER-ELECTED OFFICER | 4899589 |
| HARTE, FRANCIS MICHAEL | SENIOR MANAGING DIRECTOR-ELECTED OFFICER | 1976402 |
| HOWARD, LINDA MARIE | DIRECTOR AND CHIEF COMPLIANCE OFFICER, AML OFFICER AND OFFICE OF FOREIGN ASSETS CONTROL OFFICER-ELECTED OFFICER | 2822341 |
| LEHNEIS, KIRK CHRISTOPHER | SENIOR MANAGING DIRECTOR, CHAIRMAN OF THE BOARD-ELECTED OFFICER | 6773807 |
| LONG, HARRY SCOTT | DIRECTOR, INSURANCE SOLUTIONS-RETAIL LIFE-ELECTED OFFICER | 2029580 |
| MEADE, COLLEEN ANNE | SECRETARY-ELECTED OFFICER | 5615089 |
| MICUCCI, ALISON HIERS | SENIOR MANAGING DIRECTOR, MACKAY SHIELDS INSTITUTIONAL SALES-ELECTED OFFICER | 2709298 |
| MILLAY, EDWARD PAUL | MANAGING DIRECTOR - ELECTED OFFICER | 7837443 |
| MISRA, MANALI SUDHIR | ASSISTANT GENERAL COUNSEL, ASSISTANT SECRETARY - ELECTED OFFICER | 8047340 |
| SABAL, CRAIG ANDREW | SENIOR MANAGING DIRECTOR, NYL INVESTORS INSTITUTIONAL SALES-ELECTED OFFICER | 4591702 |
| SHARRIER, ELIZABETH ANNE | ASSISTANT SECRETARY-ELECTED OFFICER | 2049186 |
| STRINGER, CHRISTOPHER RYAN | SENIOR MANAGING DIRECTOR, APOGEM CAPITAL INSTITUTIONAL SALES-ELECTED OFFICER | 5149663 |
| WICKWIRE, BRIAN DAVID | CHIEF OPERATING OFFICER, CONTROLLER, MANAGING DIRECTOR-ELECTED OFFICER | 4332103 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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