Clyde Alvin Mauger
CFP®Professional Summary
Clyde Alvin Mauger, CFP®, who also goes by Bud Mauger, Clyde A Mauger IV, Clyde A Mauger, Clyde Alvin Mauger Iv, was a registered financial advisor. Clyde was a previously registered financial professional and started their career in finance 1996 - 2023. Clyde had worked at 9 firms and has passed the Series 63, Series 65, SIE, Series 7, Series 6, Series 10 and Series 9 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Bud Mauger, Clyde A Mauger Iv, Clyde A Mauger, Clyde Alvin Mauger Iv
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
30 years in the financial services industry
Current & Past Employments
Past
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Current Firm
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Contact Information
Main Address
75 State Street Suite 100, Winchester, MA 02109Phone Number
(857) 326-6992# of Employees
14Regulatory Assets Under Management
Total Number of Accounts
345AUM (Assets Under Management)
$203,828,690Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/19/2025 | Cover Page | Report |
| 12/19/2025 | Cover Page | Report |
| 09/27/2024 | Cover Page | Report |
| 08/23/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 6 — Investment Company Products/Variable Contracts Representative Examination
Passed Aug 1996About the Series 6 examSeries 10 — General Securities Sales Supervisor - General Module Examination
Passed Feb 2004About the Series 10 examSeries 9 — General Securities Sales Supervisor - Options Module Examination
Passed Dec 2003About the Series 9 examSimilar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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