Lawrence K. Miller
Professional summary
Lawrence Kelton Miller II, who also goes by Biff Miller, Lawrence Kelton Miller, Lawrence Kelton II Miller, is a registered financial professional currently at CROSSMARK DISTRIBUTORS, INC. located in Houston, Texas.
Lawrence is registered as a RR (Registered Representative) and started their career in finance in 1996. Lawrence has worked at 4 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lawrence Kelton Miller II's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 18, 2024 - Present
CROSSMARK DISTRIBUTORS, INC.
Office #1: 15375 Memorial Drive Suite 200, Houston, TX 77079April 21, 2021 - August 8, 2023
FORESIDE FINANCIAL SERVICES, LLC
September 18, 2007 - January 9, 2018
SCHRODER FUND ADVISORS LLC
October 25, 1996 - January 21, 2004
MFS FUND DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/18/2024)
(11/18/2024)
Exams
FINRA
Current Firm
CROSSMARK DISTRIBUTORS, INC.
CRD#: 14970 / SEC#: , 8-30994
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CROSSMARK GLOBAL HOLDINGS, INC. | PARENT COMPANY | |
| COPPEDGE, JIM ANTHONY | GENERAL COUNSEL / CHIEF COMPLIANCE OFFICER / PRINCIPAL | 3275004 |
| LINDSEY, HEATHER TREIGLE | PRESIDENT / CHIEF EXECUTIVE OFFICER / DIRECTOR | 2646043 |
| MIMS, PATRICIA | FINOP | 6954516 |
| WYNANT, SCOTT HOWARD | EXECUTIVE VICE PRESIDENT / PRINCIPAL | 1037373 |
Disclosures
| Regulatory Event | 2 |
Red Flags
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