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RR

Richard G. Reeves

KCR CAPITAL
Lakewood, CO 80228
Some features on this profile are disabled
CRD#: 2783635
RR

Professional summary

Richard Gordon Reeves is a registered financial professional currently at KCR CAPITAL, LLC located in Lakewood, Colorado.

Richard is registered as a RR (Registered Representative) and started their career in finance in 2013. Richard has worked at 3 firms and has passed the Series 63, Series 79TO, SIE, Series 79, Series 24 and Series 27 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Richard Gordon Reeves's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 16, 2021 - Present

KCR CAPITAL, LLC

Office #1: Lakewood-green Mountain Building 12340 West Alameda Parkway, Suite 211, Lakewood, CO 80228Office #2: Lakewood-green Moiuntain Building 12340 West Alameda Parkway, Suite 211, Lakewood, CO 80228
BD
CRD#: 298516
Lakewood, CO
Past

July 1, 2014 - September 16, 2016

MUFG AMERICAS CORPORATE ADVISORY, INC.

BD
CRD#: 10151
Los Angeles, CA
Past

August 6, 2013 - June 30, 2014

MUFG SECURITIES AMERICAS INC.

BD
CRD#: 19685
LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(4/1/2021)

Exams

State Security Law Exam
RR
Series 63
Date: 8/22/2014
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
SIE
Date: 1/2/2023
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 79
Date: 8/6/2013
Investment Banking Registered Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/2/2023
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 27
Date: 9/7/2019
Financial and Operations Principal Examination
SRO Registrations
RR
FINRA

Current Firm

KC
KCR CAPITAL, LLC
KCR CAPITAL, LLC | REEVES, RICHARD GORDON

CRD#: 298516 / SEC#: , 8-70210

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
Lakewood-green Moiuntain Building 12340 West Alameda Parkway, Suite 211, Lakewood, CO 80228
Mailing Address
Lakewood-green Mountain Building 12340 West Alameda Parkway, Suite 211, Lakewood, CO 80228
Phone number
(303) 694-1550
Established
Firm type
Sole Proprietorship
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (1 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
REEVES, RICHARD GORDONSOLE PROPRIETOR/CHIEF EXECUTIVE OFFICER/CHIEF COMPLIANCE OFFICER2783635

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

KCR CAPITAL, LLC

CRD#: 298516Lakewood, CO 80228

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