Glenn J. Story
Professional summary
Glenn Joseph Story was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Glenn is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Glenn had worked at 5 firms, which includes SHELMAN SECURITIES CORP., FOX & COMPANY INVESTMENTS INC., LLOYD WADE SECURITIES INC., AMERICAN FRONTEER FINANCIAL CORPORATION, NOVA FINANCIAL INC..
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Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 22, 1999 - February 4, 2000
SHELMAN SECURITIES CORP.
January 5, 1999 - April 15, 1999
FOX & COMPANY INVESTMENTS INC.
June 2, 1998 - November 18, 1998
LLOYD WADE SECURITIES INC.
November 29, 1997 - May 19, 1998
AMERICAN FRONTEER FINANCIAL CORPORATION
February 28, 1997 - July 16, 1997
NOVA FINANCIAL, INC.
September 4, 1996 - January 29, 1997
SHELMAN SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
SHELMAN SECURITIES CORP.
CRD#: 39795 / SEC#: , 8-48810
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
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