Joel C. Duncan
Professional summary
Joel Craig Duncan was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Joel is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Joel had worked at 1 firm, which includes SHELMAN SECURITIES CORP..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 4, 1996 - January 29, 1997
SHELMAN SECURITIES CORP.
State Registrations and Notice Filings
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Exams
Current Firm
SHELMAN SECURITIES CORP.
CRD#: 39795 / SEC#: , 8-48810
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 3 |
Red Flags
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