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MC

Michael Comerford

LYNX CAPITAL
Moraga, CA 94556
Some features on this profile are disabled
CRD#: 2783550
MC

Professional summary

Michael Comerford, who also goes by Michael Bruno Comerford, is a registered financial professional currently at LYNX CAPITAL, LLC located in Moraga, California.

Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 14 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Michael Bruno Comerford

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Michael Comerford's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

October 14, 2024 - Present

LYNX CAPITAL, LLC

Office #1: 55 Parson Brown Ct., Moraga, CA 94556
BD
CRD#: 137178
Moraga, CA
Past

August 5, 2021 - June 3, 2022

UBS SECURITIES LLC

BD
CRD#: 7654
SAN FRANCISCO, CA
Past

July 31, 2021 - June 3, 2022

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
SAN FRANCISCO, CA
Past

October 22, 2018 - June 30, 2021

HILLTOP SECURITIES INC.

BD
CRD#: 6220
SAN FRANCISCO, CA
Past

March 22, 2017 - October 16, 2018

HUNT FINANCIAL SECURITIES

BD
CRD#: 169919
Moraga, CA
Past

October 31, 2016 - March 24, 2017

KEYBANC CAPITAL MARKETS INC.

BD
CRD#: 566
SAN FRANCISCO, CA
Past

August 18, 2014 - September 13, 2016

CANTOR FITZGERALD & CO.

BD
CRD#: 134
SAN FRANCISCO, CA
Past

July 26, 2013 - August 18, 2014

LYNX CAPITAL, LLC

BD
CRD#: 137178
MORAGA, CA
Past

April 17, 2012 - November 9, 2012

CRT CAPITAL GROUP LLC

BD
CRD#: 28830
LOS ANGELES, CA
Past

March 24, 2008 - March 15, 2012

CANTOR FITZGERALD & CO.

BD
CRD#: 134
SAN FRANCISCO, CA
Past

May 1, 2001 - March 25, 2008

J.P. MORGAN SECURITIES INC.

BD
CRD#: 18718
SAN FRANCISCO, CA
Past

March 27, 2001 - May 1, 2001

JPMSI

BD
CRD#: 15733
NEW YORK, NY
Past

October 16, 2000 - March 28, 2001

CREDIT SUISSE SECURITIES (USA) LLC

BD
CRD#: 816
NEW YORK, NY
Past

December 6, 1999 - October 16, 2000

PERSHING LLC

BD
CRD#: 7560
JERSEY CITY, NJ
Past

July 22, 1998 - December 15, 1999

J.P. MORGAN SECURITIES LLC

BD
CRD#: 79
NEW YORK, NY
Past

September 24, 1997 - July 22, 1998

GOLDMAN SACHS & CO. LLC

BD
CRD#: 361
NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(10/14/2024)

Exams

State Security Law Exam
RR
Series 63
Date: 8/16/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 10/14/2024
General Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 3
Date: 8/10/1998
National Commodity Futures Examination
General Industry/Product Exam
RR
Series 7
Date: 9/22/1997
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

LC
LYNX CAPITAL, LLC
GP GROUP, LLC | LYNX CAPITAL, LLC | LYNX CAPITAL

CRD#: 137178 / SEC#: , 8-67068

BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
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Contact information

Main Address
55 Parson Brown Ct., Moraga, CA 94556
Mailing Address
55 Parson Brown Ct., Moraga, CA 94556
Phone number
(925) 388-0462
Established
California since 10/21/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (3 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DEUTZ, THEODORE JOHNPRESIDENT/CCO2333618
MORGAN, WILLIAM ARTHURFINOP

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

LYNX CAPITAL, LLC

CRD#: 137178Moraga, CA 94556

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