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Michael Comerford

LYNX CAPITAL
MORAGA, CA
·CRD# 2783550·30 years experience

Professional Summary

Michael Comerford, who also goes by Michael Bruno Comerford, is a registered financial advisor currently at LYNX CAPITAL, LLC located in Moraga, California. Michael is registered as a RR (Registered Representative) and started their career in finance in 1997. Michael has worked at 14 firms and has passed the Series 63, Series 7TO, SIE, Series 3 and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Michael Bruno Comerford

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

LYNX CAPITAL, LLC·CRD# 137178
BD
55 Parson Brown Ct., Moraga, CA 94556
October 14, 2024 - Present
UBS SECURITIES LLC·CRD# 7654
BD
San Francisco, CA
August 5, 2021 - June 3, 2022
UBS FINANCIAL SERVICES INC.·CRD# 8174
BD
San Francisco, CA
July 31, 2021 - June 3, 2022
HILLTOP SECURITIES INC.·CRD# 6220
BD
San Francisco, CA
October 22, 2018 - June 30, 2021
HUNT FINANCIAL SECURITIES·CRD# 169919
BD
Moraga, CA
March 22, 2017 - October 16, 2018
KEYBANC CAPITAL MARKETS INC.·CRD# 566
BD
San Francisco, CA
October 31, 2016 - March 24, 2017
CANTOR FITZGERALD & CO.·CRD# 134
BD
San Francisco, CA
August 18, 2014 - September 13, 2016
LYNX CAPITAL, LLC·CRD# 137178
BD
Moraga, CA
July 26, 2013 - August 18, 2014
CRT CAPITAL GROUP LLC·CRD# 28830
BD
Los Angeles, CA
April 17, 2012 - November 9, 2012
CANTOR FITZGERALD & CO.·CRD# 134
BD
San Francisco, CA
March 24, 2008 - March 15, 2012
J.P. MORGAN SECURITIES INC.·CRD# 18718
BD
San Francisco, CA
May 1, 2001 - March 25, 2008
JPMSI·CRD# 15733
BD
New York, NY
March 27, 2001 - May 1, 2001
CREDIT SUISSE SECURITIES (USA) LLC·CRD# 816
BD
New York, NY
October 16, 2000 - March 28, 2001
PERSHING LLC·CRD# 7560
BD
Jersey City, NJ
December 6, 1999 - October 16, 2000
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
July 22, 1998 - December 15, 1999
GOLDMAN SACHS & CO. LLC·CRD# 361
BD
New York, NY
September 24, 1997 - July 22, 1998

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Current Firm

LC
LYNX CAPITAL, LLC

GP GROUP, LLC | LYNX CAPITAL, LLC | LYNX CAPITAL

CRD#: 137178 / SEC#: 8-67068
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)

Contact Information

Main Address

55 Parson Brown Ct., Moraga, CA 94556

Mailing Address

55 Parson Brown Ct., Moraga, CA 94556

Phone Number

(925) 388-0462

Established

California since 10/21/2008

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (3 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
DEUTZ, THEODORE JOHNPRESIDENT/CCO2333618
MORGAN, WILLIAM ARTHURFINOP—

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(10/14/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Aug 1996About the Series 63 exam

Series 7TO — General Securities Representative Examination

Passed Oct 2024About the Series 7TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Aug 1998About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Sep 1997About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Michael Comerford's CRS (Customer Relationship Summary).

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