Tracy V. Nymeyer
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tracy Varley Nymeyer, who also goes by Tracy Joan Mcdonnell, Tracy Joan Nymeyer, Tracy Joan Varley, was a registered financial professional .
Tracy is a previously registered financial professional and started their career in finance in 1996. Tracy had worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 10 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 11, 2015 - December 31, 2016
BROKER DEALER FINANCIAL SERVICES CORP.
April 22, 2015 - December 31, 2016
INVESTMENT ADVISORS CORP
May 2, 2005 - May 1, 2013
WELLS FARGO CLEARING SERVICES, LLC
May 2, 2005 - May 1, 2013
WELLS FARGO CLEARING SERVICES, LLC
April 15, 1997 - May 3, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 14, 1997 - May 3, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 28, 1996 - February 10, 1997
UBS FINANCIAL SERVICES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BROKER DEALER FINANCIAL SERVICES CORP.
CRD#: 8073 / SEC#: , 8-24220
Contact information
Documents
Disclosures
| Regulatory Event | 4 |
| Arbitration | 2 |
Red Flags
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