Christopher O. Mclean

R. SEELAUS & CO.

Chatham, NJ 07928

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CRD#: 2783325

Professional summary

Christopher Obrien Mclean is a registered financial professional currently at R. SEELAUS & CO., LLC located in Chatham, New Jersey.

Christopher is registered as a RR (Registered Representative) and started their career in finance in 1999. Christopher has worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Obrien Mclean's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 16, 2021 - Present

R. SEELAUS & CO., LLC

Office #1: 26 Main Street Suite 300, Chatham, NJ 07928

CRD#: 14974

Chatham, NJ

Past

May 27, 2010 - January 7, 2020

SG AMERICAS SECURITIES, LLC

CRD#: 128351

NEW YORK, NY

Past

April 15, 2009 - June 2, 2010

GLEACHER & COMPANY SECURITIES, INC.

CRD#: 298

NEW YORK, NY

Past

June 8, 2005 - April 17, 2009

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

December 7, 1999 - June 10, 2005

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Connecticut
(3/16/2021)

Florida
(3/16/2021)

Illinois
(3/16/2021)

Massachusetts
(3/16/2021)

New Jersey
(4/23/2021)

Exams

State Security Law Exam

Series 63

Date: 12/7/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 5/26/2016

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 12/1/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/25/2011

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

R. SEELAUS & CO., LLC

R. SEELAUS & CO., INC. | RSC ASSET MANAGEMENT LLC. | RSC ASSET MANAGEMENT LLC | R. SEELAUS & CO.,INC. | R. SEELAUS & CO., LLC

CRD#: 14974 / SEC#: 801-68283, 8-31475

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

26 Main Street Suite 300, Chatham, NJ 07928

Mailing Address

26 Main Street Suite 300, Chatham, NJ 07928

Phone number

(908) 273-3011

Established

Delaware since 06/27/2018

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (52 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

Direct owners and executive officers

Name	Position	CRD#
SEELAUS HOLDINGS LLC	OWNER/MEMBER
BRUCIA, JAMES BENEDETTO	CO-HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR	1281247
GRAVES, LESLIE ANN	CO HEAD OF ORIGINATION AND SYNDICATE, MANAGING DIRECTOR	1411769
MITNICK, ANNELIESE NMN	CHIEF EXECUTIVE OFFICER (CEO)	4862821
MOLCHAN, MAYYA NMN	CHIEF FINANCIAL OFFICER (CFO), FINANCIAL AND OPERATIONS PRINCIPAL ( FINOP)	5865025
MURRAY III, ALBERT QUENTIN	HEAD OF SALES AND TRADING, MUNICIPAL PRINCIPAL (MP)	1032639
PAJDAK, KAROLINA NMN	CHIEF COMPLIANCE OFFICER (CCO)	4491899
SEELAUS, BENJAMIN PATRICK	CHIEF OPERATING OFFICER (COO), REGISTERED OPTIONS AND SECURITY FUTURES PRINCIPAL (ROSFP)	4621898
SEELAUS, RICHARD PAUL	CHAIRMAN,	500660

Disclosures

Regulatory Event

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Christopher O. Mclean

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Christopher Obrien Mclean's CRS (Customer Relationship Summary).

Certified licenses

Experience

SG AMERICAS SECURITIES, LLC

GLEACHER & COMPANY SECURITIES, INC.

BANC OF AMERICA SECURITIES LLC

DEUTSCHE BANK SECURITIES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 12/7/1999

SIE

Date: 10/1/2018

Series 3

Date: 5/26/2016

Series 7

Date: 12/1/1999

Series 24

Date: 7/25/2011

FINRA

Current Firm

R. SEELAUS & CO., LLC

Contact information

FINRA licenses (52 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Disclosures

Red Flags

Company Information

R. SEELAUS & CO., LLC

TRUST BUT VERIFY

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