Eric J. Hains

ROBINHOOD FINANCIAL

New York, NY 10014

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CRD#: 2783309

Professional summary

Eric John Hains, who also goes by Eric John Hains, Eric Hains, is a registered financial professional currently at ROBINHOOD FINANCIAL, LLC located in New York, New York and ROBINHOOD SECURITIES, LLC located in New York, New York.

Eric is registered as a RR (Registered Representative) and started their career in finance in 2008. Eric has worked at 5 firms and has passed the Series 63, SIE, Series 34, Series 3, Series 7, Series 24 and Series 14 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Eric John Hains | Eric Hains

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

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Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 29, 2021 - Present

ROBINHOOD FINANCIAL, LLC

Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014

CRD#: 165998

New York, NY

Current

January 11, 2022 - Present

ROBINHOOD SECURITIES, LLC

Office #1: 413 West 14th Street 3rd And 4th Floor, New York, NY 10014

CRD#: 287900

New York, NY

Past

March 23, 2021 - April 27, 2021

CHARLES SCHWAB & CO., INC.

CRD#: 5393

WESTLAKE, TX

Past

August 13, 2015 - April 21, 2021

TD AMERITRADE, INC.

CRD#: 7870

JERSEY CITY, NJ

Past

April 7, 2008 - July 16, 2010

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

Series 63

Date: 5/9/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 34

Date: 3/9/2018

Retail Off-Exchange FOREX Examination

General Industry/Product Exam

Series 3

Date: 12/15/2017

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/12/2015

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/26/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 14

Date: 11/16/2009

Compliance Officer Examination

SRO Registrations

FINRA

Current Firm

ROBINHOOD SECURITIES, LLC

CRD#: 287900 / SEC#: , 8-69916

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Mailing Address

500 Colonial Center Parkway Suite 100, Lake Mary, FL 32746

Phone number

(650) 761-7789

Established

Delaware since 10/27/2016

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Medium

# of Employees

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
ROBINHOOD MARKETS, INC	MEMBER
BILLINGS, MATTHEW JOHN	PRESIDENT, CHIEF EXECUTIVE OFFICER	1915377
CAVALLARO, ANTHONY JOSEPH	CHIEF COMPLIANCE OFFICER	1607925
GALVIN, SCOT SEAN	CHIEF OPERATING OFFICER, AND PRINCIPAL OPERATIONS OFFICER	3226179
KELATI, DANIEL T	CHIEF FINANCIAL OFFICER AND FINOP	3103432
QUIRK, STEVEN MARK	MANAGER	2728768
SUBRAMANIAN, SIVARAMAKRISHNAN	MANAGER	7339479

Disclosures

Regulatory Event	2
Arbitration	3

Red Flags

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Eric J. Hains

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Eric John Hains's CRS (Customer Relationship Summary).

Certified licenses

Experience

ROBINHOOD SECURITIES, LLC

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

CITIGROUP GLOBAL MARKETS INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 5/9/2008

SIE

Date: 10/1/2018

Series 34

Date: 3/9/2018

Series 3

Date: 12/15/2017

Series 7

Date: 8/12/2015

Series 24

Date: 10/26/2015

Series 14

Date: 11/16/2009

FINRA

Current Firm

ROBINHOOD SECURITIES, LLC

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

ROBINHOOD SECURITIES, LLC

TRUST BUT VERIFY

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