Timothy G. Parker
REGENCY WEALTH MANAGEMENT
Ramsey, NJ 07446
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CRD#: 2783267
Professional summary
Timothy Glenn Parker is a registered financial advisor currently at REGENCY WEALTH MANAGEMENT located in Ramsey, New Jersey.
Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Timothy has worked at 4 firms and has passed the Series 63 and Series 7 exams.
Biography
Timothy G. Parker, CFA is a Partner at Regency Wealth Management, a firm he founded as Hudson Capital Management LLC in 2004. Mr. Parker has a deep and broad investing background encompassing over 20 years of business experience including private and public investing across the capital structures of all sizes of companies while working at major banking institutions Bank of America, Bankers Trust and The Bank of New York, as well as managing the corporate finance and pension investing activities of a large advertising/communications firm. Mr. Parker was awarded the Chartered Financial Analyst designation in September, 2001. He is a member of the CFA Institute and an active member of the New York Society of Security Analysts and the Greater New Jersey Estate Planning Council. Mr. Parker received a Bachelors of Business Administration degree from San Diego State University in 1989. For the five years immediately prior to founding Hudson Capital Management LLC Mr. Parker provided investment advisory services to individuals and businesses through The Bank of New York’s Personal Asset Management group.
Question & Answer
What are your service offerings?
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Do you have an area of expertise or specialization?
Charitable Giving
Entrepreneurs
Estate & Generational Planning...
High Net Worth Client Needs
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Timothy Glenn Parker's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 28, 2004 - Present
REGENCY WEALTH MANAGEMENT
Office #1: 500 North Franklin Tpke Suite 212, Ramsey, NJ 07446RIA
CRD#: 131208
Ramsey, NJ
Past
April 24, 2001 - December 7, 2001
BNY INVESTMENT CENTER INC.
BD
CRD#: 47683
NEW YORK, NY
Past
October 6, 1998 - December 6, 1999
BNY CAPITAL MARKETS INC.
BD
CRD#: 18303
NEW YORK, NY
Past
September 24, 1996 - April 17, 1998
COLEMAN & COMPANY SECURITIES, INC.
BD
CRD#: 1486
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
REGENCY WEALTH MANAGEMENT
HUDSON CAPITAL MANAGEMENT LLC | REGENCY WEALTH MANAGEMENT
CRD#: 131208 / SEC#: 801-72134
RIA
Registered Investment Advisory firm - (1/21/2011 Approved)New Jersey
Registered Investment Advisory firm - (2/9/2011 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New Jersey(6/28/2004)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
REGENCY WEALTH MANAGEMENT
HUDSON CAPITAL MANAGEMENT LLC | REGENCY WEALTH MANAGEMENT
CRD#: 131208 / SEC#: 801-72134
RIA
Registered Investment Advisory firm - (1/21/2011 Approved)New Jersey
Registered Investment Advisory firm - (2/9/2011 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
500 North Franklin Turnpike Suite 212, Ramsey, NJ 07446
Mailing Address
Phone number
(201) 447-5850
Established
Firm type
Fiscal year end
# of Employees
10
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 1,069 |
| AUM (Assets Under Management) | $ 538,263,465 |
Red Flags
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