Timothy Glenn Parker
Professional Summary
Timothy Glenn Parker is a registered financial advisor currently at REGENCY WEALTH MANAGEMENT located in Ramsey, New Jersey. Timothy is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Timothy has worked at 4 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Who I Serve
Services Offered
- It is important for us to understand the client and issues they are concerned about/are facing. Only after that do we look at the assets and liabilities of a client to see how they fit or don't fit the goals. We also review the estate planning documents and issues. It is an iterative process of exchanging information so we both know what the other is thinking to be able to come up with a plan that makes sense for you. Once the plan is together we move forward to manage the investments on a discretionary basis and meet with clients regularly to review their goals and portfolio.
Biography
Timothy G. Parker, CFA is a Partner at Regency Wealth Management, a firm he founded as Hudson Capital Management LLC in 2004. Mr. Parker has a deep and broad investing background encompassing over 20 years of business experience including private and public investing across the capital structures of all sizes of companies while working at major banking institutions Bank of America, Bankers Trust and The Bank of New York, as well as managing the corporate...
Other Aliases
There are no additional aliases reported.
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Videos & Posts
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Contact Information
Direct
(xxx) xxx-xxxx
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Disclosures on record.
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Years of Experience
30 years in the financial services industry
Current & Past Employments
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Current Firm
HUDSON CAPITAL MANAGEMENT LLC | REGENCY WEALTH MANAGEMENT
Contact Information
Main Address
500 North Franklin Turnpike Suite 212, Ramsey, NJ 07446Phone Number
(201) 447-5850# of Employees
8SEC notice filing (7 States and Territories)
Registered to provide investment advisory services in 7 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
1,257AUM (Assets Under Management)
$642,604,900Similar Advisors
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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Primary Firm SEC Registration
HUDSON CAPITAL MANAGEMENT LLC | REGENCY WEALTH MANAGEMENT
State Registrations and Notice Filings
(6/28/2004)
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary) - RIA
Click below to view Timothy Glenn Parker's CRS (Customer Relationship Summary).
Services Offered by Timothy
- It is important for us to understand the client and issues they are concerned about/are facing. Only after that do we look at the assets and liabilities of a client to see how they fit or don't fit the goals. We also review the estate planning documents and issues. It is an iterative process of exchanging information so we both know what the other is thinking to be able to come up with a plan that makes sense for you. Once the plan is together we move forward to manage the investments on a discretionary basis and meet with clients regularly to review their goals and portfolio.
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