Gretchen R. Stroemer

VERITY ASSET MANAGEMENT

CHAPEL HILL, NC

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CRD#: 2782838

Professional summary

Gretchen Rae Stroemer is a registered financial advisor currently at VERITY ASSET MANAGEMENT located in Chapel Hill, North Carolina.

Gretchen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Gretchen has worked at 4 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Verity Asset Management; Investment-related; Durham NC; Registered Investment Adviser; Contractor; Investment Advisor Representative; 07/2011; 10 hours per month; 10 during market hours; Offer Investment Advisory Services. 2) Stroemer Accounting & Finance; Not investment-related; Chapel Hill, NC; Accounting agency; Sole proprietor; Owner operator; 10/2018; 1 hour per week; 1 during market hours; Accounting and tax preparation. 3) Gretchen Stroemer mystery shopper; Not investment-related; Chapel Hill, NC; Marketing agency; Sole proprietor; Mystery shopper; 10/2018; 2 hours per month; 2 during market hours; Market research for a grocery store. 4) Rotary Club of Chapel Hill; Not investment-related; Chapel Hill, NC; Charitable institution; Officer; Treasurer; 12/2024; 10 hours per month; 10 during market hours; Responsible for the accounting for the club.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gretchen Rae Stroemer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

July 29, 2011 - Present

VERITY ASSET MANAGEMENT

RIA

CRD#: 158667

CHAPEL HILL, NC

Past

October 12, 2009 - July 29, 2011

VERITY INVESTMENTS, INC.

RIA

CRD#: 41527

CHAPEL HILL, NC

Past

October 2, 2009 - October 21, 2025

VERITY INVESTMENTS, INC.

CRD#: 41527

DURHAM, NC

Past

December 18, 2007 - October 2, 2009

AMERIPRISE ADVISOR SERVICES, INC.

RIA

CRD#: 5979

HILLSBOROUGH, NC

Past

December 18, 2007 - October 2, 2009

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

HILLSBOROUGH, NC

Past

January 13, 2005 - December 31, 2005

VERITY INVESTMENTS, INC.

RIA

CRD#: 41527

DURHAM, NC

Past

October 9, 1996 - December 31, 2005

VERITY INVESTMENTS, INC.

CRD#: 41527

DURHAM, NC

Past

September 11, 1996 - November 11, 1996

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

VERITY ASSET MANAGEMENT

ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT

CRD#: 158667 / SEC#: 801-66730

RIA

Registered Investment Advisory firm - (5/26/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

North Carolina
(7/29/2011)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/6/2005

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 9/10/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/13/2004

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 9/10/1996

Investment Company Products/Variable Contracts Representative Examination

Current Firm

VERITY ASSET MANAGEMENT

ENCOMPASS MORE | VERITY ASSET MANAGEMENT, INC. | VERITY ASSET MANAGEMENT

CRD#: 158667 / SEC#: 801-66730

RIA

Registered Investment Advisory firm - (5/26/2006 Approved)

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Contact information

Main Address

280 S Mangum St Ste 550, Durham, NC 27701-3676

Mailing Address

Phone number

(919) 490-6717

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (35 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (8/29/2025)

Regulatory assets under management

Total Number of Accounts	7,199
AUM (Assets Under Management)	$ 1,041,329,944

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Gretchen R. Stroemer

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Gretchen Rae Stroemer's CRS (Customer Relationship Summary).

Certified licenses

Experience

VERITY INVESTMENTS, INC.

VERITY INVESTMENTS, INC.

AMERIPRISE ADVISOR SERVICES, INC.

AMERIPRISE ADVISOR SERVICES, INC.

VERITY INVESTMENTS, INC.

VERITY INVESTMENTS, INC.

PFS INVESTMENTS INC.

Primary Firm SEC Registration

VERITY ASSET MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 1/6/2005

Series 63

Date: 9/10/1996

SIE

Date: 10/1/2018

Series 7

Date: 7/13/2004

Series 6

Date: 9/10/1996

Current Firm

VERITY ASSET MANAGEMENT

Contact information

SEC notice filing (35 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

VERITY ASSET MANAGEMENT

TRUST BUT VERIFY

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