Louis A. Della Valle

DAKOTA WEALTH

Mansfield, MA 02048

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CRD#: 2782757

Professional summary

Louis Anthony Della Valle, who also goes by Louis Anthony Dellavalle, is a registered financial advisor currently at DAKOTA WEALTH, LLC located in Mansfield, Massachusetts.

Louis is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Louis has worked at 8 firms and has passed the Series 65, Series 63, Series 99TO, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Louis Anthony Dellavalle

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Name of other business; Rosedown Condo Board, Investment related; No, Address of other business; 5 Sweetbrier Way, , Laconia, NH. 03246, Nature of other business; Condo board, Position; Board member, Start date; 07/01/2021, Hours/month; 1, Hours/month during securities trading hours; 0, Duties relating to other business; Treasurer and board member of condo board

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Anthony Della Valle's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 2, 2024 - Present

DAKOTA WEALTH, LLC

Office #1: 272 Chauncy St, Suite 5, Mansfield, MA 02048

RIA

CRD#: 297987

Mansfield, MA

Past

November 10, 2016 - July 19, 2022

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

Mansfield, MA

Past

November 9, 2016 - January 18, 2024

C2C WEALTH MANAGEMENT, LLC

RIA

CRD#: 284148

MANSFIELD, MA

Past

May 31, 2011 - November 30, 2016

LPL FINANCIAL LLC

RIA

CRD#: 6413

MANSFIELD, MA

Past

May 31, 2011 - November 30, 2016

LPL FINANCIAL LLC

CRD#: 6413

MANSFIELD, MA

Past

May 14, 2004 - June 1, 2011

OSAIC FA, INC.

RIA

CRD#: 3978

BOSTON, MA

Past

May 12, 2004 - May 4, 2006

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

CRD#: 2580

FORT WAYNE, IN

Past

May 12, 2004 - June 1, 2011

OSAIC FA, INC.

CRD#: 3978

BOSTON, MA

Past

September 23, 2002 - May 26, 2004

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

WELLESLEY, MA

Past

May 26, 2000 - May 26, 2004

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

Past

September 10, 1996 - October 20, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(1/2/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 10/18/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/20/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 9/9/1996

General Securities Representative Examination

Current Firm

DAKOTA WEALTH, LLC

DAKOTA WEALTH MANAGEMENT | SPRINGSIDE PARTNERS | OAKMONT PARTNERS | DAKOTA WEALTH, LLC

CRD#: 297987 / SEC#: 801-114097

RIA

Registered Investment Advisory firm - (10/8/2018 Approved)

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Contact information

Main Address

11376 N. Jog Road Suite 101, Palm Beach Gardens, FL 33418-1752

Mailing Address

Phone number

(561) 774-8101

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (37 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DAKOTA WEALTH FORM ADV PART 2A (10/15/2025)

Regulatory assets under management

Total Number of Accounts	9,786
AUM (Assets Under Management)	$ 6,335,261,507

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/10/2025	Cover Page	Report
09/13/2024	Cover Page	Report
11/21/2023	Cover Page	Report
01/18/2023	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Louis A. Della Valle

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Louis Anthony Della Valle's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

C2C WEALTH MANAGEMENT, LLC

LPL FINANCIAL LLC

LPL FINANCIAL LLC

OSAIC FA, INC.

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

OSAIC FA, INC.

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

DAKOTA WEALTH, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 10/18/2000

Series 63

Date: 9/20/1996

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 7

Date: 9/9/1996

Current Firm

DAKOTA WEALTH, LLC

Contact information

SEC notice filing (37 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

DAKOTA WEALTH, LLC

TRUST BUT VERIFY

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