Susan J. Shandra
Professional summary
Susan Jean Shandra, who also goes by Susan Dembeck, Susan Jean Kimiecik, is a registered financial professional currently at KOVACK SECURITIES INC. located in Jupiter, Florida.
Susan is registered as a RR (Registered Representative) and started their career in finance in 1996. Susan has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Susan Jean Shandra's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 25, 2015 - Present
KOVACK SECURITIES INC.
Office #1: 601 Heritage Drive Suite 120, Jupiter, FL 33458August 1, 2011 - December 1, 2015
NEW HORIZONS ASSET MANAGEMENT GROUP, LLC
September 1, 2009 - July 22, 2011
SUMMIT FINANCIAL GROUP INC
August 5, 2009 - July 22, 2011
SUMMIT BROKERAGE SERVICES, INC.
January 9, 2006 - August 6, 2009
MUTUAL SERVICE CORPORATION
January 4, 2005 - August 6, 2009
MUTUAL SERVICE CORPORATION
November 24, 2003 - October 29, 2004
NEW HORIZONS ASSET MANAGEMENT GROUP, LLC
May 8, 2003 - July 7, 2003
LPL FINANCIAL LLC
March 5, 2002 - March 24, 2003
M&T SECURITIES, INC.
August 29, 1996 - March 6, 2002
MUTUAL SERVICE CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/4/2015)
(6/27/2025)
(12/22/2015)
(3/7/2024)
(1/2/2024)
(12/1/2015)
(1/29/2020)
(7/23/2021)
(1/26/2024)
(11/30/2015)
(12/14/2015)
(12/3/2015)
(11/30/2015)
(1/20/2016)
(11/30/2015)
(11/7/2016)
(1/17/2020)
(1/26/2016)
Exams
FINRA
Nasdaq Stock Market
Current Firm
KOVACK SECURITIES INC.
CRD#: 44848 / SEC#: , 8-50847
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 5 |
| Arbitration | 5 |
Red Flags
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