Bradley W. Yoder
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Bradley Webster Yoder, who also goes by Brad Yoder, was a registered financial professional .
Bradley is a previously registered financial professional and started their career in finance in 1996. Bradley had worked at 6 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 24, 2021 - May 23, 2023
FISHER INVESTMENTS
November 6, 2014 - August 13, 2015
PENSION CONSULTANTS INC
March 15, 2011 - October 6, 2014
BB&T INSTITUTIONAL INVESTMENT ADVISERS, INC.
October 7, 2005 - November 9, 2010
BB&T ASSET MANAGEMENT, INC.
May 20, 2004 - October 25, 2004
INTERCAROLINA FINANCIAL SERVICES, INC.
December 3, 1996 - June 2, 1998
M&I FINANCIAL ADVISORS, INC
Primary Firm SEC Registration
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
FISHER INVESTMENTS
CRD#: 107342 / SEC#: 801-29362
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 360,116 |
| AUM (Assets Under Management) | $ 298,729,428,900 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
