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Sean Patrick Devlin

EXECUTIVE SERVICES SECURITIES
ATLANTA, GA
·CRD# 2782108·30 years experience

Professional Summary

Sean Patrick Devlin is a registered financial advisor currently at EXECUTIVE SERVICES SECURITIES, LLC located in Atlanta, Georgia. Sean is registered as a RR (Registered Representative) and started their career in finance in 1996. Sean has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

30 years in the financial services industry

Current & Past Employments

EXECUTIVE SERVICES SECURITIES, LLC·CRD# 25299
RIA
BD
3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156
November 18, 2024 - Present
ASCENSUS BROKER DEALER SERVICES, LLC·CRD# 36478
BD
Needham, MA
July 17, 2023 - November 6, 2024
NEWPORT GROUP SECURITIES, INC.·CRD# 29722
BD
Lake Mary, FL
August 9, 2010 - September 6, 2023
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC·CRD# 2881
BD
Allentown, PA
June 30, 2004 - July 22, 2010
WESTPORT FINANCIAL SERVICES, L.L.C.·CRD# 38449
BD
Jacksonville, FL
February 12, 2003 - June 9, 2004
HIMCO DISTRIBUTION SERVICES COMPANY·CRD# 6604
BD
Hartford, CT
August 19, 1998 - November 20, 2002
MONY SECURITIES CORPORATION·CRD# 4386
BD
New York, NY
August 12, 1996 - June 17, 1998

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Current Firm

ES
EXECUTIVE SERVICES SECURITIES, LLC

EXECUTIVE SERVICES SECURITIES, INC. | ONE SECURITIES CORPORATION | ONE SECURITIES CORP. | EXECUTIVE SERVICES SECURITIES, LLC

CRD#: 25299 / SEC#: 8-41649
Georgia
Registered Investment Advisory firm - SEC (7/5/1996 Approved)
BD
Broker-Dealer Firm Regulated by FINRA (Atlanta district office)

Contact Information

Main Address

3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156

Mailing Address

3445 Peachtree Road Ne Suite 200, Atlanta, GA 30326-1156

Phone Number

(404) 504-3800

Established

Georgia since 12/23/1998

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

# of Employees

15

FINRA licenses (49 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Latest Form ADV

Direct owners and executive officers

NamePositionCRD#
NFP CORP.SOLE MEMBER—
FELTS, KENNETH LEECFO—
KROELL, EDWARD HAROLDCHIEF COMPLIANCE OFFICER2615310
MOO, VERONICA EI CHUNDIRECTOR5867442
O'MALLEY, EDWARD GEORGEDIRECTOR5902666
SCHNEIDER, BRETT RONALDDIRECTOR5636953

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(11/18/2024)
RR
Arizona
(11/18/2024)
RR
California
(11/18/2024)
RR
Colorado
(11/18/2024)
RR
Connecticut
(11/18/2024)
RR
Delaware
(11/18/2024)
RR
Florida
(11/18/2024)
RR
Georgia
(11/18/2024)
RR
Hawaii
(11/18/2024)
RR
Illinois
(11/18/2024)
RR
Indiana
(11/18/2024)
RR
Iowa
(11/18/2024)
RR
Kansas
(11/18/2024)
RR
Maine
(11/18/2024)
RR
Maryland
(11/18/2024)
RR
Massachusetts
(11/18/2024)
RR
Michigan
(11/18/2024)
RR
Minnesota
(11/18/2024)
RR
New Jersey
(11/18/2024)
RR
New Mexico
(11/18/2024)
RR
New York
(11/18/2024)
RR
North Carolina
(11/18/2024)
RR
Ohio
(11/18/2024)
RR
Oklahoma
(11/18/2024)
RR
Pennsylvania
(11/18/2024)
RR
Rhode Island
(11/18/2024)
RR
South Carolina
(11/18/2024)
RR
Tennessee
(11/18/2024)
RR
Texas
(11/18/2024)
RR
Utah
(11/18/2024)
RR
Vermont
(11/18/2024)
RR
Virginia
(11/18/2024)
RR
Washington
(11/18/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 2004About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1996About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Sean Patrick Devlin's CRS (Customer Relationship Summary).

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