Raymond J. Pirrello
Professional summary
Raymond John Pirrello JR was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Raymond is a previously registered financial professional and started their career in finance in 1996. Prior to being barred, Raymond had worked at 6 firms, which includes GARDEN STATE SECURITIES INC., THE CONCORD EQUITY GROUP LLC, J.P. TURNER & COMPANY L.L.C., BARRON CHASE SECURITIES INC., MORGAN GRANT CAPITAL CORP., INVESTORS ASSOCIATES INC..
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 14, 2008 - May 20, 2016
GARDEN STATE SECURITIES, INC.
August 27, 2007 - August 18, 2008
THE CONCORD EQUITY GROUP, LLC
November 10, 2000 - August 24, 2007
J.P. TURNER & COMPANY, L.L.C.
January 1, 1998 - November 20, 2000
BARRON CHASE SECURITIES, INC.
July 2, 1997 - December 18, 1997
MORGAN GRANT CAPITAL CORP.
August 23, 1996 - July 18, 1997
INVESTORS ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GARDEN STATE SECURITIES, INC.
CRD#: 10083 / SEC#: , 8-25790
Contact information
FINRA licenses (50 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| AMBROSINO, RAYMOND EDWARD | DIRECTOR/SHAREHOLDER | 2070784 |
| DEROSA, KEVIN JOHN | DIRECTOR/SHAREHOLDER | 2314895 |
| PERROTTO, LOUIS LUCKY JR | DIRECTOR/SHAREHOLDER/CHIEF EXECUTIVE OFFICER | 3053498 |
| SARI, SCOTT HENRY | DIRECTOR/SHAREHOLDER | 2226426 |
| MALONE, PATRICK ANTHONY | CHIEF SUPERVISORY OFFICER | 2143703 |
| MCMULLIN, ROBERT | CHIEF FINANCIAL OFFICER | 1540045 |
| TRIGILI, STEVEN DAVID | CHIEF COMPLIANCE OFFICER | 2232496 |
Disclosures
| Regulatory Event | 24 |
| Arbitration | 3 |
Red Flags
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