Robert E. Burpee
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Elwood Burpee JR was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 6 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 14, Series 53, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 27, 2016 - May 30, 2023
BURPEE DEL SIMONE WEALTH MANAGEMENT LLC
October 24, 2016 - May 30, 2023
BURPEE DEL SIMONE CAPITAL MARKETS LLC
November 16, 2007 - October 19, 2016
LPL FINANCIAL LLC
November 16, 2007 - October 19, 2016
LPL FINANCIAL LLC
January 25, 2005 - November 19, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
January 21, 2005 - November 19, 2007
BANC OF AMERICA INVESTMENT SERVICES, INC.
August 24, 1998 - January 25, 2005
MORGAN STANLEY DW INC.
May 11, 1998 - January 25, 2005
MORGAN STANLEY DW INC.
January 29, 1997 - April 9, 1997
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationCurrent Firm
BURPEE DEL SIMONE WEALTH MANAGEMENT LLC
CRD#: 284632 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 26 |
| AUM (Assets Under Management) | $ 15,834,402 |
Exempt reporting advisers
| SEC / JURISDICTION | REPORTING STATUS | EFFECTIVE DATE |
|---|---|---|
| Arizona | ERA - Withdrawn - Failed to Renew | 12/31/2023 |
| Florida | ERA - Withdrawn - Failed to Renew | 12/31/2023 |
| Iowa | ERA - Withdrawn - Failed to Renew | 12/31/2023 |
| New York | ERA - Withdrawn - Failed to Renew | 12/31/2023 |
| Pennsylvania | ERA - Withdrawn - Failed to Renew | 12/31/2023 |
| Texas | ERA - Withdrawn - Failed to Renew | 12/31/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
