JM
Joseph A. Mangano
SANTANDER SECURITIES LLC
South Amboy, NJ 08879
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CRD#: 2781634
JM
Professional summary
Joseph Anthony Mangano, who also goes by Joseph Cover, Joseph Anthony Mangano Jr, Joseph Anthony Mangano, is a registered financial advisor currently at SANTANDER SECURITIES LLC located in South Amboy, New Jersey.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Joseph has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joseph Cover | Joseph Anthony Mangano Jr | Joseph Anthony Mangano
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. Expose Your Media Inc., owner, advertising business for small business owners, script writing and co-production of short films and feature films, non-investment related, start date 01/01/2005, Staten Island, NY, 10 hours monthly none during trading hours.
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Anthony Mangano's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Joseph Anthony Mangano's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 9, 2015 - Present
SANTANDER SECURITIES LLC
Office #1: 920 Route 9, South Amboy, NJ 08879Office #2: 1450 South Washington Avenue, Piscataway, NJ 08854Office #3: 365 Convery Boulevard, Perth Amboy, NJ 08861Office #4: 455 Old Bridge Turnpike, East Brunswick, NJ 08816Office #5: 3500 Highway 9 South, Old Bridge, NJ 08857RIA
BD
CRD#: 41791
South Amboy, NJ
Current
September 3, 2015 - Present
SANTANDER SECURITIES LLC
Office #1: 920 Route 9, South Amboy, NJ 08879Office #2: 1450 South Washington Avenue, Piscataway, NJ 08854Office #3: 365 Convery Boulevard, Perth Amboy, NJ 08861Office #4: 455 Old Bridge Turnpike, East Brunswick, NJ 08816Office #5: 3500 Highway 9 South, Old Bridge, NJ 08857RIA
BD
CRD#: 41791
South Amboy, NJ
Past
June 12, 2006 - August 31, 2015
HSBC SECURITIES (USA) INC.
RIA
CRD#: 19585
BROOKLYN, NY
Past
March 13, 2006 - August 31, 2015
HSBC SECURITIES (USA) INC.
BD
CRD#: 19585
BROOKLYN, NY
Past
September 26, 2005 - March 3, 2006
ESSEX NATIONAL SECURITIES, LLC
RIA
CRD#: 25454
BROOKLYN, NY
Past
September 26, 2005 - March 3, 2006
ESSEX NATIONAL SECURITIES, LLC
BD
CRD#: 25454
NAPA, CA
Past
January 23, 2004 - September 12, 2005
IFMG SECURITIES, INC.
BD
CRD#: 14416
PURCHASE, NY
Past
January 8, 2002 - February 9, 2004
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
Past
September 26, 2001 - January 9, 2002
S. B. CANTOR & CO., INC.
BD
CRD#: 1384
NEW YORK, NY
Past
May 13, 1999 - October 26, 1999
LCP CAPITAL CORP.
BD
CRD#: 14469
STATEN ISLAND, NY
Past
April 9, 1997 - June 9, 1997
GKN SECURITIES CORP.
BD
CRD#: 19415
NEW YORK, NY
Past
March 19, 1997 - April 23, 1997
TRADE.COM ONLINE SECURITIES, INC.
BD
CRD#: 36189
NEW YORK, NY
Past
October 9, 1996 - January 14, 1997
JOSEPH STEVENS & CO., INC.
BD
CRD#: 35459
BROOKLYN, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(6/29/2017)
RR
Delaware(6/21/2024)
RR
Florida(10/28/2015)
RR
Michigan(10/27/2025)
RR
New Jersey(9/3/2015)
IAR
New Jersey(9/9/2015)
RR
New York(9/3/2015)
IAR
New York(1/10/2022)
RR
Pennsylvania(12/6/2018)
RR
Texas(10/1/2015)
IAR
Texas(11/7/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
SS
SANTANDER SECURITIES LLC
SANTANDER INVESTMENT SERVICES | SANTANDER SECURITIES LLC | SANTANDER SECURITIES CORPORATION OF PUERTO RICO | SANTANDER SECURITIES CORPORATION | SANTANDER SECURITIES
CRD#: 41791 / SEC#: 801-56796, 8-49571
RIA
Registered Investment Advisory firm - SEC (9/2/1999 Approved)BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information
Main Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Mailing Address
75 State Street Mail Code: Ma-sst-inv3, Boston, MA 02109
Phone number
(866) 736-6475
Established
Delaware since 01/03/2023
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Medium
# of Employees
440
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SANTANDER CAPITAL HOLDINGS, LLC | DIRECT OWNER | |
| BOWLER, DANIEL P | CHIEF FINANCIAL OFFICER | 5354805 |
| CARTER, LAWRENCE ANDREW | CHIEF COMPLIANCE OFFICER | 2113682 |
| CYLC, JOHN ALLAN II | NATIONAL BUSINESS DIRECTOR | 2917559 |
| NEURATH, DUSTIN | DIRECTOR | 8044630 |
| SCHMITZ, NICOLE | CHIEF OPERATIONS OFFICER | 2815862 |
| SNYDER, JONATHAN ANDREW | PRESIDENT & CEO | 6514215 |
| VANNAH, JAMES DOUGLASS | CHIEF LEGAL OFFICER & SECRETARY | 5679595 |
| VILLANO, ALYSON NICOLE | DIRECTOR | 7473984 |
| WATSON, JONATHAN EDWARD | DIRECTOR | 7631421 |
Regulatory assets under management
| Total Number of Accounts | 10,401 |
| AUM (Assets Under Management) | $ 2,553,311,017 |
Disclosures
| Regulatory Event | 12 |
| Arbitration | 7 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
SANTANDER SECURITIES LLC
CRD#: 41791South Amboy, NJ 08879TRUST BUT VERIFY
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