Jason Munoz
Professional summary
Jason Munoz is a registered financial professional currently at FMI CAPITAL ADVISORS, INC. located in Denver, Colorado.
Jason is registered as a RR (Registered Representative) and started their career in finance in 1997. Jason has worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Jason Munoz's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 12, 2022 - Present
FMI CAPITAL ADVISORS, INC.
Office #1: 44 Cook St Ste 900, Denver, CO 80206-5827September 11, 2014 - October 31, 2022
M&A SECURITIES GROUP, INC.
July 6, 2006 - March 3, 2014
GREEN MANNING & BUNCH, LTD.
September 18, 2002 - February 13, 2006
J.P. MORGAN SECURITIES INC.
May 1, 2000 - August 11, 2000
STIFEL, NICOLAUS & COMPANY, INCORPORATED
February 23, 1998 - April 13, 2000
HANIFEN, IMHOFF INC.
July 18, 1997 - February 23, 1998
HANIFEN, IMHOFF INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/12/2022)
(11/12/2022)
(11/12/2022)
(11/12/2022)
(11/12/2022)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
FMI CAPITAL ADVISORS, INC.
CRD#: 129262 / SEC#: , 8-66206
Contact information
FINRA licenses (6 States and Territories)
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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