JOSHUA M. BROWN
RITHOLTZ WEALTH MANAGEMENT | CEO
New York, NY 10018
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CRD#: 2781372
Professional summary
JOSHUA MORGAN BROWN is a registered financial advisor currently at RITHOLTZ WEALTH MANAGEMENT located in New York, New York.
JOSHUA is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. JOSHUA has worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. CNBC; investment related; 900 Sylvan Ave, Englewood Cliffs, NJ 07632; Fast Money, a television program about trading; contributor; 12 hours per month; 12 hours per month; cast member 2. Compound Media, Inc., partial owner, content marketing, not investment related, approximately 5 hours per month. 01/2019. 3. Osprey Funds LLC; investment related; NY; publicly traded Bitcoin fund; advisory board member; 02/2021 approximately 10 hours per month. 4. Clever Boy Industries LLC (reformedbroker.com); investment-related; Writer and blogger . 5. Diligence Fund; Outside Advisor-due diligence platform that connects advisors with emerging managers; May 2023; 1 per month. 6. Vestwell Holdings, Inc.; investment-related; Advisory board; 2/2021; 5 hours per month. 7. OnRamp Invest LLC; investment-related; Ownership interest in OnRamp Invest, LLC, a platform that hosts the RWM/WisdomTree Crypto Index Portfolio; 12/2021; 5 hours per month. 8. RWM Tax LLC; investment-related; Owner; Entity owned by RWM that provides Tax Planning Services; 05/2021; 0 hours per month. 9. Ritholtz Insurance LLC; investment-related; Entity owned by RWM that provides Fixed Insurance products; 3/2018; 0 hours per month. 10. Advisors Circle Inc.; investment-related; Owners; Partnership entity that owns shares of Advisors Circle, LLC, a Boston, MA entity manages trade shows and conferences for investment advisors; 8/2020; 0 hours per month. 11. Sweet Motion LLC; investment-related; Sweet Motion LLC makes small venture investments in small financial technology companies providing services to investment advisors. There have three been minority stake investments: (1) Yellowbrick Investing Inc. (2) Securitize, Inc. (F/k/a OnRamp) (3) Quartr AB ; 3/2021; 0 hours per month. 12. Virtus Investment Partners: investment-related; Paid by Virtus for packaging of related blog posts for their internal sales distribution, 3/2020; 5 hours per month.
CRS (Client Relationship Summary) - RIA
Click below to view JOSHUA MORGAN BROWN's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 20, 2014 - Present
RITHOLTZ WEALTH MANAGEMENT
Office #1: 24 West 40th Street 15th Floor, New York, NY 10018RIA
CRD#: 168652
New York, NY
Past
August 12, 2010 - September 26, 2013
FUSION ANALYTICS INVESTMENT PARTNERS LLC
RIA
CRD#: 139321
CORAL SPRINGS, FL
Past
July 22, 2010 - December 7, 2011
FUSION ANALYTICS SECURITIES LLC
BD
CRD#: 124245
CORAL SPRINGS, FL
Past
April 22, 2002 - July 16, 2010
WESTROCK ADVISORS, INC.
BD
CRD#: 114338
NEW YORK, NY
Past
July 19, 2000 - April 26, 2002
SANDGRAIN SECURITIES LLC
BD
CRD#: 26004
GARDEN CITY, NY
Past
September 28, 1998 - August 2, 2000
GLOBAL CAPITAL MARKETS, LLC
BD
CRD#: 16191
MELVILLE, NY
Past
October 6, 1997 - August 28, 1998
FIRST ASSET MANAGEMENT, INC.
BD
CRD#: 17341
GARDEN CITY, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
RITHOLTZ WEALTH MANAGEMENT
COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE
CRD#: 168652 / SEC#: 801-78479
RIA
Registered Investment Advisory firm - (9/16/2013 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
New York(3/2/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
Principal/Supervisory Exam
Current Firm
RW
RITHOLTZ WEALTH MANAGEMENT
COMPREHENSIVE PORTFOLIO MANAGEMENT, LLC | RITHOLTZ WEALTH MANAGEMENT | RITHOLTZ & CO. | LIFTOFF | GOOD ADVICE
CRD#: 168652 / SEC#: 801-78479
RIA
Registered Investment Advisory firm - (9/16/2013 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
24 West 40th Street 15th Floor, New York, NY 10018
Mailing Address
Phone number
(212) 625-1200
Established
Firm type
Fiscal year end
# of Employees
71
SEC notice filing (48 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 11,801 |
| AUM (Assets Under Management) | $ 6,459,181,176 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 05/28/2025 | ||
| 04/10/2024 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
