Kevin M. Hunt

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CRD#: 2781289

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kevin Michael Hunt, CFA was a registered financial professional .

Kevin is a previously registered financial professional and started their career in finance in 1996. Kevin had worked at 6 firms and has passed the Series 63, Series 87 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFA

Chartered Financial Analyst

Experience

Past

March 23, 2012 - April 16, 2021

R M DAVIS INC

RIA

CRD#: 105448

PORTLAND, ME

Past

April 11, 2011 - February 24, 2012

AURIGA USA, LLC

CRD#: 121731

NEW YORK, NY

Past

July 23, 2009 - February 8, 2011

HAPOALIM SECURITIES USA, INC.

CRD#: 266

NEW YORK, NY

Past

March 18, 1999 - February 20, 2008

THOMAS WEISEL PARTNERS LLC

CRD#: 46237

BOSTON, MA

Past

January 7, 1998 - March 26, 1999

PIPER SANDLER & CO.

CRD#: 665

MINNEAPOLIS, MN

Past

October 25, 1996 - December 11, 1997

DAIN RAUSCHER INCORPORATED

CRD#: 7600

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

R M DAVIS INC

DAVIS R M INC | R M DAVIS INC | R M DAVIS

CRD#: 105448 / SEC#: 801-13878

RIA

Registered Investment Advisory firm - (6/30/1978 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 8/28/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 87

Date: 12/30/2004

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 7

Date: 10/24/1996

General Securities Representative Examination

Current Firm

R M DAVIS INC

DAVIS R M INC | R M DAVIS INC | R M DAVIS

CRD#: 105448 / SEC#: 801-13878

RIA

Registered Investment Advisory firm - (6/30/1978 Approved)

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Contact information

Main Address

24 City Center, Portland, ME 04101-4069

Mailing Address

Phone number

(207) 774-0022

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (29 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

R.M. DAVIS, INC. BROCHURE (6/25/2025)

Regulatory assets under management

Total Number of Accounts	5,881
AUM (Assets Under Management)	$ 7,267,414,894

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/26/2025	Cover Page	Report
11/26/2024	Cover Page	Report
12/22/2023	Cover Page	Report
11/21/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kevin M. Hunt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

AURIGA USA, LLC

HAPOALIM SECURITIES USA, INC.

THOMAS WEISEL PARTNERS LLC

PIPER SANDLER & CO.

DAIN RAUSCHER INCORPORATED

Primary Firm SEC Registration

R M DAVIS INC

State Registrations and Notice Filings

Exams

Series 63

Date: 8/28/1996

Series 87

Date: 12/30/2004

Series 7

Date: 10/24/1996

Current Firm

R M DAVIS INC

Contact information

SEC notice filing (29 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

R M DAVIS INC

TRUST BUT VERIFY

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