Stephen A. Hurly
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Stephen Allen Hurly was a registered financial professional .
Stephen is a previously registered financial professional and started their career in finance in 1999. Stephen had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 15, 2014 - September 30, 2016
GORDIAN INVESTMENTS, LLC
June 27, 2011 - October 14, 2014
BURRILL SECURITIES
June 24, 2008 - June 3, 2011
BOENNING & SCATTERGOOD, INC.
June 5, 2006 - July 15, 2008
JANNEY MONTGOMERY SCOTT LLC
February 1, 2000 - January 2, 2001
J.P. MORGAN SECURITIES INC.
March 11, 1999 - February 1, 2000
HAMBRECHT & QUIST LLC
State Registrations and Notice Filings
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Exams
Current Firm
GORDIAN INVESTMENTS, LLC
CRD#: 158611 / SEC#: , 8-68911
Contact information
Documents
Red Flags
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