Howard Chueh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Howard Chueh was a registered financial professional .
Howard is a previously registered financial professional and started their career in finance in 1996. Howard had worked at 6 firms and has passed the Series 63, Series 3 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 8, 2005 - July 11, 2008
CROCKER SECURITIES LLC
January 12, 2005 - February 12, 2013
CHEEVERS & COMPANY, LLC
September 23, 2004 - January 22, 2005
CANTELLA & CO., INC.
July 5, 2001 - August 30, 2004
MONTROSE SECURITIES INTERNATIONAL
October 9, 2000 - January 8, 2001
FD DE LEEUW & ASSOCIES, TRADE DESK AMERICA
October 6, 1999 - October 12, 1999
MONTROSE SECURITIES INTERNATIONAL
October 21, 1998 - October 8, 1999
RICHAVE FINANCIAL, INC.
December 23, 1996 - May 7, 1997
RICHAVE FINANCIAL, INC.
State Registrations and Notice Filings
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Exams
Current Firm
CROCKER SECURITIES LLC
CRD#: 119523 / SEC#: , 8-65204
Contact information
Documents
Red Flags
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