David R. Hinkle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
David Roy Hinkle, who also goes by Daivd Roy Hinkle Jr, David Roy Hinkle Jr, was a registered financial professional .
David is a previously registered financial professional and started their career in finance in 1996. David had worked at 4 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 16, 2015 - March 8, 2021
MKM PARTNERS LLC
February 24, 2015 - September 21, 2015
CANTOR FITZGERALD & CO.
January 9, 2008 - February 26, 2015
MKM PARTNERS LLC
March 31, 2005 - January 9, 2008
TEJAS SECURITIES GROUP, INC.
May 4, 2004 - April 14, 2005
CANTOR FITZGERALD & CO.
October 9, 1996 - April 29, 2004
CAPIS
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/27/2000
Limited Representative-Equity Trader ExamCurrent Firm
MKM PARTNERS LLC
CRD#: 114666 / SEC#: , 8-53436
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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