Jon R. Lines
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jon Richard Lines was a registered financial professional .
Jon is a previously registered financial professional and started their career in finance in 1996. Jon had worked at 6 firms and has passed the Series 63, Series 7, Series 62 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2014 - August 10, 2015
SEIDEL & CO., LLC
August 5, 2005 - March 2, 2009
PHOENIX DERIVATIVES GROUP, LLC
May 12, 2004 - June 2, 2005
JAVELIN SECURITIES, LLC
November 23, 1998 - June 21, 2000
TP ICAP GLOBAL MARKETS AMERICAS LLC
March 13, 1998 - April 6, 1998
ICAP SECURITIES USA LLC
October 23, 1996 - November 13, 1997
BGC FINANCIAL, L.P.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 62
Date: 10/22/1996
Corporate Securities Limited Representative ExaminationCurrent Firm
SEIDEL & CO., LLC
CRD#: 42821 / SEC#: , 8-50016
Contact information
Documents
Disclosures
| Regulatory Event | 3 |
Red Flags
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