Ronald T. Sperry

DIAMOND WEALTH MANAGEMENT

Alpine, UT 84004

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CRD#: 2780335

Professional summary

Ronald Todd Sperry, who also goes by Ron Sperry, is a registered financial advisor currently at DIAMOND WEALTH MANAGEMENT, LLC located in Alpine, Utah.

Ronald is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Ronald has worked at 7 firms and has passed the Series 63, Series 65, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Ron Sperry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) Bateman Home Center, Draper, UT, 01/2020, Health, Researcher, 15 hrs per month;2) Independent Insurance Agent, Draper, UT; Investment related; insurance sales and services; 15% of time spent in this practice.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Todd Sperry's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2021 - Present

DIAMOND WEALTH MANAGEMENT, LLC

Office #1: 40 W. Main Street Court Suite 250e, Alpine, UT 84004

RIA

CRD#: 288603

Alpine, UT

Past

September 16, 2020 - January 22, 2021

ASHTON THOMAS PRIVATE WEALTH

RIA

CRD#: 153902

Draper, UT

Past

July 6, 2018 - November 28, 2018

TRIAD ADVISORS LLC

CRD#: 25803

Sandy, UT

Past

June 11, 2018 - February 20, 2019

ONEDIGITAL

RIA

CRD#: 106766

SANDY, UT

Past

October 13, 2008 - October 13, 2017

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

SALT LAKE CITY, UT

Past

June 24, 2008 - October 13, 2017

CHARLES SCHWAB & CO., INC.

CRD#: 5393

SALT LAKE CITY, UT

Past

May 27, 2004 - October 10, 2006

FORTIUS FINANCIAL ADVISORS, LLC

RIA

CRD#: 128060

SALT LAKE CITY, UT

Past

August 5, 1996 - April 13, 2004

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

SMITHFIELD, RI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIAMOND WEALTH MANAGEMENT, LLC

DIAMOND WEALTH MANAGEMENT, LLC | WEALTH MANAGEMENT CONSULTING | NORTHPOINTE INVESTMENT PARTNERS LLC | ENSIGN WEALTH ADVISORS LLC

CRD#: 288603 / SEC#: 801-110663

RIA

Registered Investment Advisory firm - (6/19/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Utah
(1/14/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/2/2008

Uniform Securities Agent State Law Examination

State Security Law Exam

IAR

Series 65

Date: 5/26/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/23/2008

General Securities Representative Examination

Current Firm

DIAMOND WEALTH MANAGEMENT, LLC

DIAMOND WEALTH MANAGEMENT, LLC | WEALTH MANAGEMENT CONSULTING | NORTHPOINTE INVESTMENT PARTNERS LLC | ENSIGN WEALTH ADVISORS LLC

CRD#: 288603 / SEC#: 801-110663

RIA

Registered Investment Advisory firm - (6/19/2017 Approved)

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Contact information

Main Address

40 W. Main Street Court Suite 250e, Alpine, UT 84004

Mailing Address

Phone number

(801) 216-4811

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (12 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ADV2A AND 2B (4/25/2025)

JONATHAN GARDNER ADV PART 2B (4/25/2025)

ADV PART 2B N CAJIGAS (4/25/2025)

ADV PART 2B RONALD T. SPERRY (4/25/2025)

ADV PART 2B R SIMONS (4/25/2025)

ADV PART 2B ARTHUR J SMITHEE (4/25/2025)

Regulatory assets under management

Total Number of Accounts	510
AUM (Assets Under Management)	$ 183,472,016

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ronald T. Sperry

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ronald Todd Sperry's CRS (Customer Relationship Summary).

Certified licenses

Experience

ASHTON THOMAS PRIVATE WEALTH

TRIAD ADVISORS LLC

ONEDIGITAL

CHARLES SCHWAB & CO., INC.

CHARLES SCHWAB & CO., INC.

FORTIUS FINANCIAL ADVISORS, LLC

FIDELITY BROKERAGE SERVICES LLC

Primary Firm SEC Registration

DIAMOND WEALTH MANAGEMENT, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 7/2/2008

Series 65

Date: 5/26/2004

SIE

Date: 10/1/2018

Series 7

Date: 6/23/2008

Current Firm

DIAMOND WEALTH MANAGEMENT, LLC

Contact information

SEC notice filing (12 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIAMOND WEALTH MANAGEMENT, LLC

TRUST BUT VERIFY

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