Ryan H. Beck
PARK AVENUE SECURITIES LLC
Murray, UT 84107
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CRD#: 2780323
Professional summary
Ryan Hans Beck, CFP®, ChFC®, CLU®, who also goes by Ryan H Beck, Ryan Hans Beck, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Murray, Utah.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. Ryan has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan H Beck | Ryan Hans Beck
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Writing a book about Executive Benefit Planning,-
Start: 01/05/2022,
Address: 2848 N. 750 E. Lehi, UT 84043,
4-5 total hours per month; 1-2 during securities trading hours,
Not investment related,
No annual compensation;
2) Wealth Beyond Money of Utah-Wealth Strategies-Agency DBA,
Start: 1/1/2023,
Address: 5455 South Yosemite Street, Suite 425, Greenwood Village, CO 80111,
160 total hours a month; 160 during securities trading hours,
Not investment related,
Greater than 10% annual compensation,
3) Manager of Desert Rain Houseboat, LLC,
Start: 4/2/2024,
Address: 2848 N. 750 E Lehi, UT 84043,
1 total hour per month; .5 during securities trading hours,
Not investment related,
No Annual compensation,
4) Insurance other than Guardian-Independent contractor,
Nature of Business: Insurance Product other than those offered through /guardian and its Subsidiaries,
Start date: 10/20/2025,
Address: 756 E Winchester St. Suite 304 Murray, UT 84107,
Duties: Insurance other than Guardian
1 total hour per month; 1 during securities trading hours,
Investment related,
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Hans Beck's CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Ryan Hans Beck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2003
Experience
Current
February 6, 2017 - Present
PARK AVENUE SECURITIES LLC
Office #1: 756 East Winchester Blvd Suite 304, Murray, UT 84107RIA
BD
CRD#: 46173
Murray, UT
Current
February 6, 2017 - Present
PARK AVENUE SECURITIES LLC
Office #1: 756 East Winchester Blvd Suite 304, Murray, UT 84107RIA
BD
CRD#: 46173
Murray, UT
Past
August 3, 2004 - December 21, 2016
EQUITABLE ADVISORS, LLC
RIA
CRD#: 6627
SALT LAKE CITY, UT
Past
August 2, 2004 - December 21, 2016
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
SALT LAKE CITY, UT
Past
May 21, 2001 - August 16, 2004
MONY SECURITIES CORPORATION
RIA
CRD#: 4386
MIDVALE, UT
Past
August 13, 1996 - August 16, 2004
MONY SECURITIES CORPORATION
BD
CRD#: 4386
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alaska(2/28/2019)
IAR
Alaska(2/8/2021)
RR
Arizona(2/6/2017)
IAR
Arizona(2/6/2017)
RR
Arkansas(2/10/2025)
RR
California(2/6/2017)
IAR
California(2/6/2017)
RR
Colorado(2/6/2017)
IAR
Colorado(2/6/2017)
RR
Florida(5/22/2019)
RR
Georgia(7/18/2018)
RR
Hawaii(9/19/2017)
IAR
Hawaii(1/5/2022)
RR
Idaho(2/6/2017)
IAR
Idaho(2/6/2017)
RR
Illinois(7/9/2021)
IAR
Illinois(11/10/2022)
RR
Louisiana(8/1/2024)
RR
Maryland(4/29/2022)
RR
Massachusetts(3/29/2018)
IAR
Massachusetts(4/2/2018)
RR
Michigan(8/18/2017)
RR
Minnesota(3/29/2018)
IAR
Minnesota(3/29/2018)
RR
Mississippi(3/6/2023)
RR
Missouri(6/11/2024)
RR
Montana(3/29/2018)
IAR
Montana(3/30/2018)
RR
Nebraska(3/7/2023)
RR
Nevada(2/6/2017)
IAR
Nevada(2/16/2017)
RR
New Hampshire(3/26/2020)
RR
New Mexico(3/29/2018)
IAR
New Mexico(4/2/2018)
RR
New York(3/29/2018)
IAR
New York(4/16/2021)
RR
North Carolina(1/6/2021)
IAR
North Carolina(1/6/2021)
RR
Ohio(2/6/2017)
IAR
Ohio(2/6/2017)
RR
Oklahoma(7/23/2020)
RR
Oregon(12/5/2018)
RR
Pennsylvania(2/28/2023)
RR
Texas(2/6/2017)
IAR
Texas(2/6/2017)
RR
Utah(2/6/2017)
IAR
Utah(2/6/2017)
RR
Vermont(2/2/2022)
IAR
Vermont(2/3/2022)
RR
Virginia(5/22/2019)
RR
Washington(2/6/2017)
IAR
Washington(2/6/2017)
RR
Wisconsin(7/9/2021)
RR
Wyoming(2/6/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
1,984
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| LESINA, LEYLA ADA | ELECTED MEMBER | 3004323 |
| MAHER, CARLY PRITCHARD | HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| PERRY, MICHAEL ANDREW | ELECTED MEMBER | 2688179 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
Regulatory assets under management
| Total Number of Accounts | 71,074 |
| AUM (Assets Under Management) | $ 14,998,852,974 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
