Rl S. Johnson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Rl Sieg Johnson, who also goes by Sieg Johnson, was a registered financial professional .
Rl is a previously registered financial professional and started their career in finance in 1996. Rl had worked at 5 firms and has passed the Series 66, Series 63, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 2006 - July 31, 2012
RUSSELL INVESTMENTS
August 16, 2002 - July 31, 2012
RUSSELL INVESTMENTS FINANCIAL SERVICES, LLC
May 1, 2002 - August 15, 2002
HARRISDIRECT LLC
March 26, 1998 - May 1, 2002
HARRIS INVESTORLINE INC.
August 12, 1996 - October 14, 1997
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
RUSSELL INVESTMENTS
CRD#: 105734 / SEC#: 801-17141
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 69,312 |
| AUM (Assets Under Management) | $ 62,376,876,918 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
