William L. Stlaurent
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
William Lee Stlaurent, who also goes by William Stlaurent, William Lee St-laurent, William Lee St. Laurent, was a registered financial professional .
William is a previously registered financial professional and started their career in finance in 2004. William had worked at 3 firms and has passed the Series 66, Series 63, Series 7TO, Series 79TO, Series 99TO, Series 57TO, SIE, Series 55, Series 3, Series 7, Series 14, Series 27, Series 24 and Series 4 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 29, 2024 - September 4, 2024
LIME TRADING CORP
January 3, 2006 - November 30, 2021
LIGHTSPEED FINANCIAL SERVICES GROUP LLC
April 28, 2004 - December 20, 2005
WYNSTON HILL CAPITAL, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 7TO
Date: 2/24/2024
General Securities Representative ExaminationSeries 79TO
Date: 2/24/2024
Investment Banking Registered Representative ExaminationSeries 99TO
Date: 2/24/2024
Operations Professional ExaminationSeries 57TO
Date: 2/24/2024
Securities Trader ExamSeries 55
Date: 7/8/2014
Limited Representative-Equity Trader ExamCurrent Firm
LIME TRADING CORP
CRD#: 11826 / SEC#: , 8-27061
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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