Paul B. Schultz
Professional summary
Paul B Schultz is a registered financial professional currently at MESIROW FINANCIAL, INC. located in Chicago, Illinois.
Paul is registered as a RR (Registered Representative) and started their career in finance in 2000. Paul has worked at 10 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul B Schultz's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2025 - Present
MESIROW FINANCIAL, INC.
Office #1: 353 N. Clark Street, Chicago, IL 60654August 24, 2020 - September 28, 2023
FARMERS FINANCIAL SOLUTIONS, LLC
February 21, 2017 - August 27, 2018
FINANCE OF AMERICA SECURITIES LLC
February 3, 2014 - December 28, 2015
B. RILEY WEALTH MANAGEMENT
December 14, 2009 - March 19, 2014
BANC OF MANHATTAN CAPITAL
May 7, 2009 - January 5, 2010
MDB CAPITAL
November 1, 2001 - September 9, 2008
COUNTRYWIDE SECURITIES CORPORATION
July 26, 2000 - May 7, 2001
J.P. MORGAN SECURITIES INC.
May 3, 2000 - July 10, 2000
ICAP SECURITIES USA LLC
April 7, 2000 - May 2, 2000
INTERCAPITAL GOVERNMENT SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2025)
(6/13/2025)
(6/13/2025)
Exams
FINRA
Nasdaq Stock Market
Current Firm
MESIROW FINANCIAL, INC.
CRD#: 2764 / SEC#: , 8-28816
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MESIROW FINANCIAL HOLDINGS, INC. | MAJORITY SHAREHOLDER | |
| MESIROW FINANCIAL SERVICES, INC. | MINORITY SHAREHOLDER | |
| PRICE, RICHARD SCOTT | DIRECTOR | 367760 |
| FARR, CHRISTOPHER DAYNE | CFO | 3239925 |
| HAYES, MARY JO MOON | CHIEF COMPLIANCE OFFICER | 1196353 |
| JACOBSON, STEPHEN DAVID | SENIOR MANAGING DIRECTOR | 1353790 |
| KEIG, JESSE JOSEPH | DIRECTOR | 5268961 |
| LEVINE, JEFFREY MICHAEL | CEO/PRESIDENT | 5627249 |
| OAKLEY, ADAM JOEL | SENIOR MANAGING DIRECTOR, INVESTMENT BANKING | 4795934 |
| PRICE, BRIAN DAVID | CHAIRMAN, INVESTMENT BANKING DIVISION | 5192466 |
| WALDROP, TODD E. | SENIOR MANAGING DIRECTOR | 4194147 |
Disclosures
| Regulatory Event | 18 |
| Civil Event | 1 |
| Bond | 2 |
Red Flags
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