Brian M. Kuhn
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Brian Michael Kuhn was a registered financial professional .
Brian is a previously registered financial professional and started their career in finance in 1997. Brian had worked at 10 firms and has passed the Series 63, SIE, Series 7, Series 6, Series 55 and Series 62 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 6, 2021 - August 20, 2021
P.J. ROBB VARIABLE, LLC
December 17, 2014 - March 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
May 21, 2007 - March 2, 2021
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 19, 2006 - September 27, 2006
TD AMERITRADE, INC.
October 28, 2003 - July 17, 2006
METROPOLITAN LIFE INSURANCE COMPANY
October 28, 2003 - July 17, 2006
MSI FINANCIAL SERVICES, INC.
May 15, 2003 - August 20, 2003
UBS CAPITAL MARKETS L.P.
June 12, 2001 - October 11, 2002
KNIGHT CAPITAL AMERICAS, L.P.
April 1, 1999 - June 6, 2001
UBS CAPITAL MARKETS L.P.
June 29, 1998 - April 1, 1999
HORNBLOWER FISCHER & CO.
October 27, 1997 - July 1, 1998
WORLDCO, L.L.C.
June 4, 1997 - August 28, 1997
LT LAWRENCE & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 4/1/1999
Limited Representative-Equity Trader ExamSeries 62
Date: 6/3/1997
Corporate Securities Limited Representative ExaminationCurrent Firm
P.J. ROBB VARIABLE, LLC
CRD#: 38339 / SEC#: , 8-48197
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CRUMP LIFE INSURANCE SERVICES, LLC | OWNER | |
| COLLINS, HEATHER MARIE | ASSISTANT TREASURER AND PRINCIPAL OPERATIONS OFFICER | 5851459 |
| CORDLE, COYE BAXTER III | CHIEF COMPLIANCE OFFICER, AML OFFICER & PRIVACY OFFICER | 4544954 |
| HARRISON, BRUCE ANDREW | PRESIDENT, CEO AND CHAIRMAN OF THE BOARD / DIRECTOR | 2232934 |
| MERCHANT, JEFFREY S | CHIIEF FINANCIAL OFFICER / TREASURER / PRINCIPAL FINANCIAL OFFICER / DIRECTOR | 4668892 |
| SCHUYLER, JOHN EDWIN | SECRETARY AND DIRECTOR | 1056044 |
| STAHLNECKER, ERIN ELIZABETH | ALTERNATE PRINCIPAL OPERATIONS OFFICER | 6606934 |
Red Flags
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