Robin Desota

PALISADE INVESTMENTS

Zephyr Cove, NV 89448

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CRD#: 2779694

Professional summary

Robin Desota, AIF®, who also goes by Robin Noel Desota, is a registered financial advisor currently at PALISADE INVESTMENTS, LLC located in Zephyr Cove, Nevada.

Robin is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Robin has worked at 4 firms and has passed the Series 65, Series 63, Series 31 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Robin Noel Desota

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PALISADES INVESTMENTS; STATELINE, NV; OWNER/ADVISOR; 160HRS/MONTH; REGISTERED INVESTMENT ADVISOR IN NV

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Desota's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

September 3, 2004 - Present

PALISADE INVESTMENTS, LLC

Office #1: 625 Highway 50, Suite 301, Zephyr Cove, NV 89448

RIA

CRD#: 124776

Zephyr Cove, NV

Past

January 10, 2007 - October 10, 2007

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

January 4, 2007 - October 10, 2007

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

ZEPHYR COVE, NV

Past

September 14, 1999 - January 11, 2005

ADP BROKER-DEALER, INC.

CRD#: 37693

ROSELAND, NJ

Past

August 26, 1996 - September 21, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

PALISADE INVESTMENTS, LLC

CRD#: 124776 / SEC#: 801-80001

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

California

Registered Investment Advisory firm - (8/13/2014 Terminated)

Colorado

Registered Investment Advisory firm - (9/16/2014 Terminated)

Minnesota

Registered Investment Advisory firm - (9/13/2010 Terminated)

Nevada

Registered Investment Advisory firm - (8/25/2014 Terminated)

Washington

Registered Investment Advisory firm - (7/14/2014 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(11/3/2011)

IAR

Nevada
(9/3/2004)

IAR

Texas
(10/3/2014)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/29/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/29/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 31

Date: 9/20/1996

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/23/1996

General Securities Representative Examination

Current Firm

PALISADE INVESTMENTS, LLC

CRD#: 124776 / SEC#: 801-80001

RIA

Registered Investment Advisory firm - (7/14/2014 Approved)

California

Registered Investment Advisory firm - (8/13/2014 Terminated)

Colorado

Registered Investment Advisory firm - (9/16/2014 Terminated)

Minnesota

Registered Investment Advisory firm - (9/13/2010 Terminated)

Nevada

Registered Investment Advisory firm - (8/25/2014 Terminated)

Washington

Registered Investment Advisory firm - (7/14/2014 Terminated)

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Contact information

Main Address

625 Highway 50 Suite 301, Zephyr Cove, NV 89448-3049

Mailing Address

Phone number

(775) 299-4600

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

PART 2A (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,085
AUM (Assets Under Management)	$ 512,987,448

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Robin Desota

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Robin Desota's CRS (Customer Relationship Summary).

Certified licenses

Experience

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

ADP BROKER-DEALER, INC.

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

PALISADE INVESTMENTS, LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 8/29/1996

Series 63

Date: 8/29/1996

Series 31

Date: 9/20/1996

Series 7

Date: 8/23/1996

Current Firm

PALISADE INVESTMENTS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

PALISADE INVESTMENTS, LLC

TRUST BUT VERIFY

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