Joseph C. White
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Joseph Cyrus White III was a registered financial professional .
Joseph is a previously registered financial professional and started their career in finance in 1996. Joseph had worked at 5 firms and has passed the Series 6 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 9, 2001 - July 3, 2008
INVESTORS CAPITAL CORP.
February 28, 2001 - March 12, 2001
QUESTAR CAPITAL CORPORATION
November 4, 1997 - December 31, 2000
LEGACY FINANCIAL SERVICES, INC.
September 20, 1996 - October 30, 1997
WRP INVESTMENTS, INC.
August 16, 1996 - October 16, 1996
PRIM SECURITIES, INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
INVESTORS CAPITAL CORP.
CRD#: 30613 / SEC#: 801-62341, 8-45054
Contact information
Disclosures
| Regulatory Event | 22 |
| Arbitration | 11 |
Red Flags
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