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TT

Timothy W. Tully

TULLY & HOLLAND
Boston, MA 02116
Some features on this profile are disabled
CRD#: 2779617
TT

Professional summary


Timothy William Tully, who also goes by Timothy William Tulley, is a registered financial professional currently at TULLY & HOLLAND, INCORPORATED located in Boston, Massachusetts.

Timothy is registered as a RR (Registered Representative) and started their career in finance in 1996. Timothy has worked at 1 firm and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 14 and Series 24 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Timothy William Tulley

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Timothy William Tully's CRS (Customer Relationship Summary).

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

August 26, 1996 - Present

TULLY & HOLLAND, INCORPORATED

Office #1: 535 Boylston Street 7th Floor, Boston, MA 02116Office #2: 501 Boylston Street 10th Floor, Boston, MA 02116
BD
CRD#: 30029
Boston, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
California
(9/12/2005)
RR
Colorado
(6/18/2020)
RR
Connecticut
(2/4/2008)
RR
Florida
(8/23/2007)
RR
Georgia
(11/29/2007)
RR
Maine
(11/16/2007)
RR
Massachusetts
(9/11/1996)
RR
Nevada
(11/7/2007)
RR
New Hampshire
(9/27/2005)
RR
New Jersey
(4/8/2008)
RR
New York
(9/26/2005)
RR
Pennsylvania
(9/15/2005)
RR
Texas
(7/28/2010)
RR
Virginia
(10/16/2007)

Exams


State Security Law Exam
RR
Series 63
Date: 9/10/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 14
Date: 1/2/2023
Compliance Officer Examination
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


T&
TULLY & HOLLAND, INCORPORATED
TULLY & HOLLAND, INCORPORATED | ULIN & HOLLAND, INCORPORATED

CRD#: 30029 / SEC#: , 8-44691

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
501 Boylston Street 10th Floor, Boston, MA 02116
Mailing Address
501 Boylston Street 10th Floor, Boston, MA 02116
Phone number
(781) 239-2900
Established
Massachusetts since 02/07/1992
Firm type
Corporation
Fiscal year end
March
Firm Size
Small
# of Employees

FINRA licenses (14 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Direct owners and executive officers


NamePositionCRD#
TULLY, TIMOTHY WILLIAMPRESIDENT, CHIEF COMPLIANCE OFFICER AND ANTI-MONEY LAUNDERING COMPLIANCE OFFICER2779617

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TULLY & HOLLAND, INCORPORATED

CRD#: 30029Boston, MA 02116

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