Terry L. Hall
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Terry Lee Hall was a registered financial professional .
Terry is a previously registered financial professional and started their career in finance in 2003. Terry had worked at 1 firm and has passed the Series 65, Series 63, Series 66, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 7, 2023 - December 19, 2023
HALL & ROMKEMA FINANCIAL SERVICES, LLC
January 21, 2004 - November 7, 2023
HALL & ROMKEMA FINANCIAL SERVICES, LLC
August 1, 2003 - November 7, 2023
HALL & ROMKEMA FINANCIAL SERVICES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
HALL & ROMKEMA FINANCIAL SERVICES, LLC
CRD#: 124609 / SEC#: 801-69094, 8-65800
Contact information
Regulatory assets under management
| Total Number of Accounts | 128 |
| AUM (Assets Under Management) | $ 64,256,519 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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