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SM

Sean S. Montenero

MULTI-BANK SECURITIES
Parsippany, NJ 07054
Some features on this profile are disabled
CRD#: 2779480
SM

Professional summary


Sean Salvatore Montenero, who also goes by Sean S Montenero, is a registered financial professional currently at MULTI-BANK SECURITIES, INC. located in Parsippany, New Jersey.

Sean is registered as a RR (Registered Representative) and started their career in finance in 1996. Sean has worked at 7 firms and has passed the Series 63, Series 79TO, Series 52TO, Series 57TO, SIE, Series 55, Series 7, Series 24, Series 10, Series 9 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Sean S Montenero

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Sean Salvatore Montenero's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

April 27, 2015 - Present

MULTI-BANK SECURITIES, INC.

Office #1: 90 E Halsey Road Suite 106, Parsippany, NJ 07054
BD
CRD#: 22098
Parsippany, NJ
Past

February 19, 2014 - April 24, 2015

SIEBERT WILLIAMS SHANK & CO., LLC

BD
CRD#: 42568
NEW YORK, NY
Past

April 13, 2011 - December 8, 2014

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
NEW YORK, NY
Past

August 30, 2010 - April 15, 2011

C. L. KING & ASSOCIATES, INC.

BD
CRD#: 6183
NEW YORK, NY
Past

June 21, 2004 - August 16, 2010

MURIEL SIEBERT & CO., LLC

BD
CRD#: 5376
NEW YORK, NY
Past

May 15, 2001 - June 18, 2004

SAMUEL A. RAMIREZ & COMPANY, INC.

BD
CRD#: 6963
NEW YORK, NY
Past

March 18, 1999 - May 14, 2001

W.J. NOLAN & COMPANY, INC.

BD
CRD#: 16465
NEW YORK, NY
Past

September 17, 1996 - March 20, 1999

DRESDNER KLEINWORT WASSERSTEIN - GRANTCHESTER, INC.

BD
CRD#: 24074
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(4/4/2024)
RR
California
(9/16/2019)
RR
Colorado
(4/4/2024)
RR
Delaware
(4/4/2024)
RR
Idaho
(4/4/2024)
RR
Illinois
(9/16/2019)
RR
Kentucky
(4/4/2024)
RR
Louisiana
(4/4/2024)
RR
Maryland
(4/4/2024)
RR
Michigan
(9/16/2019)
RR
Minnesota
(9/16/2019)
RR
Missouri
(4/4/2024)
RR
Nebraska
(4/4/2024)
RR
Nevada
(4/18/2024)
RR
New Jersey
(5/25/2018)
RR
New York
(4/27/2015)
RR
North Carolina
(9/16/2019)
RR
Rhode Island
(4/18/2024)
RR
Washington
(6/8/2020)
RR
Wisconsin
(9/26/2018)

Exams


State Security Law Exam
RR
Series 63
Date: 10/25/1996
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 6/17/1999
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


MS
MULTI-BANK SECURITIES, INC.
MULTI-BANK SECURITIES, INC.

CRD#: 22098 / SEC#: , 8-39547

BD
Broker-Dealer Firm Regulated by FINRA (Chicago district office)
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Contact information


Main Address
1000 Town Center #2300, Southfield, MI 48075
Mailing Address
1000 Town Center #2300, Southfield, MI 48075
Phone number
(248) 291-1100
Established
Michigan since 08/17/1987
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
MULTI-BANK SERVICES, LTD.SOLE SHAREHOLDER
DREWS, MICHAEL WAYNEVICE CHAIRMAN1664216
ELSNER, MERLIN AUBERONCCO5593423
KARSNER, MICHAEL STEPHENCHIEF FINANCIAL OFFICER/TREASURER5751851
MACCAGNONE, DAVID THOMASCEO, CHAIRMAN811479
MACCAGNONE, JEFFERY THOMASPRESIDENT/SECRETARY2077369

Disclosures


Regulatory Event4

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


MULTI-BANK SECURITIES, INC.

CRD#: 22098Parsippany, NJ 07054

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