George X. Su
Professional summary
George Xianghua Su, who also goes by George Hua Su, George XIanghua Su, Xiang Hua Su, George Su, Xiang Xianghua Su, is a registered financial professional currently at SOGOTRADE, INC. located in Chesterfield, Missouri.
George is registered as a RR (Registered Representative) and started their career in finance in 1996. George has worked at 9 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 3, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view George Xianghua Su's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 15, 2025 - Present
SOGOTRADE, INC.
Office #1: 1 Mcbride & Sons Center Drive Suite 288, Chesterfield, MO 63005Office #2: 1 Mcbride And Son Center Drive Suite 288, Chesterfield, MO 63005February 13, 2022 - February 21, 2024
MOOMOO FINANCIAL INC.
February 26, 2018 - January 21, 2022
TD AMERITRADE, INC.
September 4, 2003 - February 26, 2018
SCOTTRADE, INC.
October 9, 2002 - February 24, 2003
STG SECURE TRADING GROUP, INC.
April 22, 1999 - May 14, 2002
SCHONFELD SECURITIES, LLC
April 27, 1998 - December 11, 1998
TRADESTATION SECURITIES, INC.
April 9, 1997 - August 21, 1997
JOSEPH DILLON & COMPANY INC.
November 20, 1996 - November 12, 1997
T.L. GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/15/2025)
(3/15/2025)
Exams
Series 99TO
Date: 3/15/2025
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/31/2001
Limited Representative-Equity Trader ExamCboe EDGX Exchange, Inc.
FINRA
Nasdaq Stock Market
Current Firm
SOGOTRADE, INC.
CRD#: 17912 / SEC#: , 8-35930
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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Company Information
SOGOTRADE, INC.
CRD#: 17912Chesterfield, MO 63005TRUST BUT VERIFY
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