Vedant K. Mimani

FORTUNA INVESTORS LLC

Jupiter, FL 33478

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CRD#: 2779409

Professional summary

Vedant Kumar Mimani, who also goes by Vk Mimani, is a registered financial advisor currently at FORTUNA INVESTORS LLC located in Jupiter, Florida.

Vedant is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Vedant has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Vk Mimani

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FOSPE Inc; Vice President,Treasurer, & Officer ; Investment related: No; 1050 4th Street, Miami Beach, FL 33139; Charitable foundation in support of local elementary school; Fundraise for local elementary school initiatives, oversee the books; 2020-01-28; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 10; Percentage of total yearly compensation expected to be derived from the business: 0; 2) VKM Sidecar LLC; Manager; Investment related: No; 1529 Alton Road, Ste 619, Miami Beach 33139; VKM Sidecar LLC is the entity Vedant Mimani is paid by Fortuna Investors for services rendered and reimbursed for related expenses; 2013-01-22; Hours devoted to business during trading hours: 0; Hours devoted to business outside trading hours: 2; Percentage of total yearly compensation expected to be derived from the business: 2;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vedant Kumar Mimani's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 15, 2015 - Present

FORTUNA INVESTORS LLC

Office #1: 13641 159th St N, Jupiter, FL 33478

RIA

CRD#: 175072

Jupiter, FL

Past

March 12, 2013 - May 28, 2014

ATYANT CAPITAL MANAGEMENT LTD

RIA

CRD#: 165518

BOCA RATON, FL

Past

April 21, 1998 - November 2, 1998

HEARTLAND SECURITIES CORP.

CRD#: 43201

EDISON, NJ

Past

September 6, 1996 - April 21, 1998

ICAPITAL MARKETS LLC

CRD#: 5209

OMAHA, NE

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/18/2021)

IAR

Florida
(4/15/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/12/2013

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/13/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/5/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/11/1996

General Securities Principal Examination

Current Firm

FORTUNA INVESTORS LLC

CRD#: 175072 / SEC#:

California

Registered Investment Advisory firm - (10/18/2021 Approved)

Florida

Registered Investment Advisory firm - (4/15/2015 Approved)

New York

Registered Investment Advisory firm - (11/15/2023 Terminated)

Texas

Registered Investment Advisory firm - (4/7/2020 Conditional Restricted)

Wisconsin

Registered Investment Advisory firm - (3/17/2025 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

13641 159th St N, Jupiter, FL 33478

Mailing Address

Phone number

+1 (646) 538-1949

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	144
AUM (Assets Under Management)	$ 19,689,545

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Vedant K. Mimani

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Vedant Kumar Mimani's CRS (Customer Relationship Summary).

Certified licenses

Experience

FORTUNA INVESTORS LLC

ATYANT CAPITAL MANAGEMENT LTD

HEARTLAND SECURITIES CORP.

ICAPITAL MARKETS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/12/2013

Series 63

Date: 9/13/1996

Series 7

Date: 9/5/1996

Series 24

Date: 10/11/1996

Current Firm

FORTUNA INVESTORS LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FORTUNA INVESTORS LLC

TRUST BUT VERIFY

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