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Andrea B. Tew

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CRD#: 2779371
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Professional summary


Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Andrea Bennett Tew, who also goes by Andrea B Tew, Andrea Bennett White, was a registered financial professional .

Andrea is a previously registered financial professional and started their career in finance in 1996. Andrea had worked at 5 firms and has passed the Series 65, Series 66, Series 63 and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Andrea B Tew | Andrea Bennett White

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary)


The CRS(Customer Relationship Summary) document is not provided.

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Past

October 20, 2010 - June 20, 2014

BLUEGRASS INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 149906
VERSAILLES, KY
Past

January 10, 2006 - July 10, 2006

AVM, L.P.

BD
CRD#: 16710
BOCA RATON, FL
Past

December 18, 2003 - July 1, 2005

NEW YORK LIFE INVESTMENT MANAGEMENT LLC

RIA
CRD#: 109591
PARSIPPANY, NJ
Past

January 4, 2002 - July 1, 2005

NYLIFE DISTRIBUTORS LLC

BD
CRD#: 35350
JERSEY CITY, NJ
Past

September 5, 1996 - January 4, 1997

BOSTON PARTNERS SECURITIES, L.L.C.

BD
CRD#: 2998
BOSTON, MA

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams


State Security Law Exam
IAR
Series 65
Date: 4/6/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
IAR
Series 66
Date: 11/17/2003
Uniform Combined State Law Examination
State Security Law Exam
General Industry/Product Exam

Current Firm


BI
BLUEGRASS INVESTMENT MANAGEMENT, LLC
BLUEGRASS INVESTMENT MANAGEMENT, LLC | TEW ENTERPRISES, LLC

CRD#: 149906 / SEC#: 801-72624

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Contact information


Main Address
Versailles, KY
Mailing Address
Phone number
Established
Firm type
Fiscal year end
# of Employees

Documents


Latest Form ADV

Part 2 Brochures

BGIM ADV PART 2 (6/20/2014)

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


BLUEGRASS INVESTMENT MANAGEMENT, LLC

CRD#: 149906

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