Thomas M. Barnwell
Professional summary
Thomas Mchugh Barnwell, who also goes by Tom Barnwell, is a registered financial professional currently at MFS FUND DISTRIBUTORS, INC. located in Mclean, Virginia.
Thomas is registered as a RR (Registered Representative) and started their career in finance in 1996. Thomas has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Thomas Mchugh Barnwell's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 13, 2005 - Present
MFS FUND DISTRIBUTORS, INC.
January 3, 2003 - June 9, 2005
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
January 8, 1999 - March 4, 2003
MFS FUND DISTRIBUTORS, INC.
January 12, 1998 - January 6, 1999
STATE STREET RESEARCH INVESTMENT SERVICES, INC.
October 28, 1996 - October 15, 1997
NATIXIS DISTRIBUTION, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/13/2005)
Exams
FINRA
Current Firm
MFS FUND DISTRIBUTORS, INC.
CRD#: 31052 / SEC#: , 8-45321
Contact information
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MASSACHUSETTS FINANCIAL SERVICES COMPANY | PARENT COMPANY | |
| GEREMIA, CAROL WILLIAM | DIRECTOR AND CHAIRMAN OF THE BOARD | 1456883 |
| HARDIN, HEIDI WALTER | SECRETARY | 2619251 |
| HUNT, MICHAEL ANDREW | CHIEF COMPLIANCE OFFICER | 4150065 |
| KEENAN, MICHAEL SEAN | PRESIDENT AND DIRECTOR | 2324763 |
| SMELSTOR, JOSEPH JOHN IV | TREASURER AND SENIOR GROUP CONTROLLER | 6247186 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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