Keith R. George
Professional summary
Keith Richard George is a registered financial professional currently at SAYBRUS EQUITY SERVICES, LLC located in Southington, Connecticut.
Keith is registered as a RR (Registered Representative) and started their career in finance in 1996. Keith has worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Keith Richard George's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 15, 2010 - Present
SAYBRUS EQUITY SERVICES, LLC
May 28, 2010 - September 15, 2010
AXCELUS FINANCIAL DISTRIBUTION COMPANY
November 23, 2009 - April 19, 2010
OSAIC SERVICES, INC.
August 11, 2009 - April 19, 2010
OSAIC SERVICES, INC.
June 28, 2005 - June 12, 2009
CAPITAL CLIENT GROUP, INC.
November 14, 2003 - June 20, 2005
LINCOLN FINANCIAL DISTRIBUTORS, INC.
July 2, 1999 - November 14, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 2, 1999 - November 15, 2003
OSAIC FA, INC.
September 30, 1996 - June 2, 1999
ROBERT W. BAIRD & CO. INCORPORATED
September 30, 1996 - June 2, 1999
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/22/2016)
(9/15/2010)
Exams
FINRA
Current Firm
SAYBRUS EQUITY SERVICES, LLC
CRD#: 153319 / SEC#: , 8-68521
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| SAYBRUS HOLDINGS, LLC | PARENT COMPANY | |
| ALI, AZIZ | VICE PRESIDENT | 5030560 |
| CASSIDY, EDWARD WILLIAM JR | EXEC. VP / INTERNAL DIRECTOR | 1606787 |
| COSTENBADER, WALTER RUSSELL | FINOP | 1828345 |
| HALPERIN, JEFFREY PAUL | INTERNAL DIRECTOR | 2899327 |
| LOWE, MOIRA CRONAN | PRESIDENT / CEO / INTERNAL DIRECTOR | 4076427 |
| MOORE, GIDEON CLOYES | CHIEF LEGAL OFFICER | 7011735 |
| SADOWSKI, ADAM MARK | ASSISTANT VICE PRESIDENT | 4578505 |
| SIINO, KATHERINE MARY | AVP & CHIEF COMPLIANCE OFFICER | 1666402 |
| TOMKO, CHRISTINE | CFO, PFO, POO | 6989991 |
| VIETRI, MICHAEL JOSEPH | INTERNAL DIRECTOR | 1068983 |
Red Flags
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