David E. Vaillancourt

OSAIC WEALTH

Salem, NH 03079

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CRD#: 2779298

Professional summary

David Ernest Vaillancourt, CFP® is a registered financial advisor currently at OSAIC WEALTH, INC. located in Salem, New Hampshire.

David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. David has worked at 4 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. DAVID VAILLANCOURT, NO, 30 DERBY LANE TYNGSBORO, MA 01879, POKER TOURNAMENT PLAYER, 4/1992, 20 HRS/MO, 20 HRS DT, 4/1992, PROFESSIONAL POKER TOURNAMENT PLAYER 2. VAILLANCOURT LEFEBVRE WEALTH MANAGEMENT LLC POSITION: Manager NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2019 ADDRESS: 1 Stiles Road, Unit 205, Salem NH 01826, United States DESCRIPTION: Doing Business As ("DBA") name and fixed insurance. 3. DAVID E VAILLANCOURT CPA POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 5 START DATE: 01/01/2009 ADDRESS: 1533 Lakeview Ave, Dracut MA 01826, United States DESCRIPTION: consult with clients re: tax matters, estate taxes and business operations. consulting on business valuations. representing clients before the IRS and state taxing authorities expert witness on estate taxes and flow of funds between related entities. tax planning for entities and individuals 4. VL ACCOUNTING LLC POSITION: CPA NATURE: Tax preparation for individual, business, trusts and Estates Business consulting, accounting INVESTMENT RELATED: No NUMBER OF HOURS: 25 SECURITIES TRADING HOURS: 25 START DATE: 01/01/2018 ADDRESS: 1 Stiles Road, Unit 205, Salem NH 03079, United States DESCRIPTION: Prepare and review tax returns, prepare tax strategies Consulting tax and business 5. DAVID VAILLANCOURT POSITION: owner NATURE: rental of real estate reported on schedule E of my personal tax return INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 07/01/2021 ADDRESS: 14 River Sands Drive, Scarborough ME 04074, United States DESCRIPTION: work with real estate broker , air bnb or vrbo to obtain summer rentals for July and August 6. HIGHLANDS REALTY TRUST POSITION: trustee NATURE: trust that holds the office at 1 Stiles road unit 205 INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2024 ADDRESS: 1 Stiles Rd, unit 205, Salem NH 03079, United States DESCRIPTION: bookkeeping and bill paying

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ernest Vaillancourt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

CRS (Client Relationship Summary) - BD

Click below to view David Ernest Vaillancourt's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 1 Stiles Road, Suite 205, Salem, NH 03079

RIA

CRD#: 23131

Salem, NH

Current

September 1, 2023 - Present

OSAIC WEALTH, INC.

Office #1: 1 Stiles Road, Suite 205, Salem, NH 03079

RIA

CRD#: 23131

Salem, NH

Past

October 31, 2008 - September 1, 2023

OSAIC SERVICES, INC.

RIA

CRD#: 133763

DRACUT, MA

Past

October 31, 2008 - September 1, 2023

OSAIC SERVICES, INC.

CRD#: 133763

DRACUT, MA

Past

October 1, 2002 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

CRD#: 13626

DRACUT, MA

Past

February 22, 2002 - October 31, 2008

AMERICAN GENERAL SECURITIES INCORPORATED

RIA

CRD#: 13626

DRACUT, MA

Past

August 22, 1996 - October 1, 2002

AMERICAN GENERAL EQUITY SERVICES CORPORATION

CRD#: 5435

HOUSTON, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alaska
(9/1/2023)

Arizona
(9/1/2023)

California
(9/1/2023)

Colorado
(9/1/2023)

Connecticut
(9/1/2023)

Delaware
(9/1/2023)

District of Columbia
(9/1/2023)

Florida
(9/1/2023)

IAR

Florida
(9/1/2023)

Georgia
(9/1/2023)

Illinois
(9/1/2023)

Indiana
(9/1/2023)

Maine
(9/1/2023)

Maryland
(9/1/2023)

Massachusetts
(9/1/2023)

IAR

Massachusetts
(9/1/2023)

Nevada
(9/1/2023)

New Hampshire
(9/1/2023)

IAR

New Hampshire
(9/1/2023)

New Jersey
(9/1/2023)

New Mexico
(9/1/2023)

New York
(9/1/2023)

North Carolina
(9/1/2023)

Ohio
(9/1/2023)

Oregon
(9/1/2023)

Pennsylvania
(9/1/2023)

Puerto Rico
(9/1/2023)

Rhode Island
(9/1/2023)

South Carolina
(9/1/2023)

Tennessee
(9/1/2023)

Texas
(9/1/2023)

IAR

Texas
(6/3/2024)

Vermont
(9/1/2023)

Virginia
(9/1/2023)

Washington
(9/1/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 11/2/2001

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 8/21/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 52TO

Date: 9/25/2025

Municipal Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 6/19/2001

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/21/1996

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 53

Date: 3/12/2012

Municipal Securities Principal Examination

Principal/Supervisory Exam

Series 24

Date: 3/9/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

OSAIC WEALTH, INC.

CRD#: 23131 / SEC#: 801-54859, 8-40218

RIA

Registered Investment Advisory firm - SEC (9/10/1997 Approved)

Broker-Dealer Firm Regulated by FINRA (Denver district office)

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Contact information

Main Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Mailing Address

18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255

Phone number

(800) 821-5100

Established

Delaware since 08/05/1988

Firm type

Corporation

Fiscal year end

December

Firm Size

Large

# of Employees

8,717

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Part 2 Brochures

OSAIC WEALTH, INC ADV PART 2A (10/20/2025)

SIGNATOR MANAGED ACCOUNT PLATFORM (3/31/2025)

Direct owners and executive officers

Name	Position	CRD#
OSAIC, INC.	SHAREHOLDER
CORNICK, GREGORY ALLEN	CEO, PRESIDENT, DIRECTOR	3132991
FORD, ERINN JUNE	DIRECTOR	2176816
MIHAL, SHAWN MICHAEL	SVP, CHIEF COMPLIANCE OFFICER	3262384
MITCHELL, CHRISTOPHER MILLS	CORPORATE TREASURER, FINANCIAL PRINCIPAL	2420144
PRICE, JAMES DALE	CHAIRMAN	1243224
SCHLUETER, MATTHEW ADAM	EVP, OPERATIONS AND TECHNOLOGY SOLUTIONS, DIRECTOR	2627931

Regulatory assets under management

Total Number of Accounts	797,559
AUM (Assets Under Management)	$ 200,266,275,275

Disclosures

Regulatory Event	50
Arbitration	31
Bond	7

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
11/14/2025	Cover Page	Report
12/18/2024	Cover Page	Report
01/26/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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David E. Vaillancourt

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Ernest Vaillancourt's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view David Ernest Vaillancourt's CRS (Customer Relationship Summary).

Certified licenses

Experience

OSAIC WEALTH, INC.

OSAIC SERVICES, INC.

OSAIC SERVICES, INC.

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL SECURITIES INCORPORATED

AMERICAN GENERAL EQUITY SERVICES CORPORATION

Primary Firm SEC Registration

OSAIC WEALTH, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 11/2/2001

Series 63

Date: 8/21/1996

Series 52TO

Date: 9/25/2025

SIE

Date: 10/1/2018

Series 7

Date: 6/19/2001

Series 6

Date: 8/21/1996

Series 53

Date: 3/12/2012

Series 24

Date: 3/9/2009

FINRA

Current Firm

OSAIC WEALTH, INC.

Contact information

SEC notice filing (53 States and Territories)

FINRA licenses (53 States and Territories)

Documents

Part 2 Brochures

Direct owners and executive officers

Regulatory assets under management

Disclosures

Accountant surprise examination report

Red Flags

Company Information

OSAIC WEALTH, INC.

TRUST BUT VERIFY

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