Robert G. Routh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Robert Glenn Routh, who also goes by Rob Routh, was a registered financial professional .
Robert is a previously registered financial professional and started their career in finance in 1997. Robert had worked at 9 firms and has passed the Series 63, SIE, Series 86, Series 87 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 2, 2015 - January 25, 2025
FBN SECURITIES, INC.
May 1, 2013 - February 3, 2015
NATALLIANCE SECURITIES, LLC
October 25, 2010 - October 19, 2012
PHOENIX DERIVATIVES GROUP, LLC
November 4, 2008 - September 1, 2010
WEDGE SECURITIES, LLC
July 6, 2004 - March 14, 2007
JEFFERIES LLC
January 20, 2004 - July 14, 2004
NATIXIS SECURITIES AMERICAS LLC
November 23, 1999 - June 20, 2001
LADENBURG THALMANN & CO. INC.
March 5, 1999 - May 12, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 2, 1997 - March 17, 1999
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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